|
⚲
|
| Stepp & Rothwell Inc
✚
| |
|---|---|
| CRD # | 107999 |
| SEC # | 801-55489 |
| CIK # | |
| AUM | $890.7 MM (2024-03-30) |
| Employees | 22 (45% Investors, 0% Brokers) |
| Phone | 913-345-4800 |
| Address | 7300 College Boulevard Overland Park, KS 66210 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 81 | 33.8 |
| (b) Individuals (high net worth individuals) | 251 | 838.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 18.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,252 | 890.7 |
| By Discretionary | ||
| Discretionary | 2,015 | 842.5 |
| Non-Discretionary | 237 | 48.2 |
| Total | 2,252 | 890.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 890.7 | |
| Total | 2,252 | 890.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Private Advisory Group LLC
✚
|
WA | 0.9 |
|
Academy Capital Management
✚
|
TX | 0.9 |
|
One Way Holdings LLC
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|
TX | 0.9 |
|
Schaefer Financial Management Inc
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|
CO | 0.9 |
|
Downtown Wealth Studios LLC
✚
|
FL | 0.9 |
|
James J Burns & Company LLC
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|
NY | 0.9 |
|
Cohen Capital Management Inc
✚
|
CA | 0.9 |
|
Return on Investment LLC
✚
|
WY | 0.9 |
|
Titan Global Capital Management USA LLC
✚
|
NY | 0.9 |
|
Financial Perspectives Inc
✚
|
MN | 0.9 |