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| Southern Financial Group LLC
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|
|---|---|
| CRD # | 142644 |
| SEC # | 801-67489 |
| CIK # | 0000092122, 0001831523 |
| AUM | $854.8 MM (2024-02-14) |
| Employees | 8 (25% Investors, 25% Brokers) |
| Phone | 205-383-1415 |
| Address | 700 Corporate Parkway Birmingham, AL 35242 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 845 | 308.9 |
| (b) Individuals (high net worth individuals) | 259 | 544.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 0.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 1.2 |
| (n) Other | 0 | 0.0 |
| Total | 2,409 | 854.8 |
| By Discretionary | ||
| Discretionary | 2,409 | 854.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,409 | 854.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 854.8 | |
| Total | 2,409 | 854.8 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 10-K | [0000092122] | |
| 10-Q | [0000092122] | |
| 3 | [0000092122] | |
| 4 | [0000092122] | |
| 5 | [0000092122] | |
| 8-K | [0000092122] | |
| SC 13G | [0000092122] | |
| D | [0001831523] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Southern Co | |
| Kerr, II James Y | |
| Clark Henry A III | |
| Earley Anthony F Jr | |
| Grain David J | |
| James Donald M | |
| Johns John D | |
| Klein Dale E. | |
| Cooper Shantella E. | |
| Meador David E | |
| View All | |
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