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| RPG Investment Advisory LLC
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| CRD # | 172173 |
| SEC # | 801-80481 |
| CIK # | 0001666664, 0000166666 |
| AUM | 1,043.9 M (2026-01-27) |
| Employees | 9 (22% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 925-384-0071 |
| Address | 6600 Koll Center Pkwy Pleasanton, CA 94566 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (1/27/2026) [Brochure] |
|---|
Item 5 Fees and Compensation
Portfolio Management Services
Our fee for portfolio management services ranges up to 1.25% per annum of the value of your assets
we manage. Fees are billed and payable monthly in advance based on the value of the account on the
last day of the previous month. If the management agreement is executed at any time other than the
first day of a month our fees will be applied to the next monthly billing cycle. Our advisory fee is
negotiable, depending on individual client circumstances.
At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts. Combining
account values may increase the asset total, which may result in your paying a reduced advisory fee.
Except as noted above, payment of our management fees will be paid directly to our firm by the client
or by the qualified custodian holding the client's funds and securities. We will deduct our advisory fee
when you have given our firm written authorization permitting the fees to be paid directly from your
account. Further, the qualified custodian will deliver an account statement to you at least quarterly.
These account statements will show all disbursements from your account. You should review all
statements for accuracy.
The client agreement may be terminated by either party upon 30 days written notice. In the event of
termination, we will refund any pre-paid advisory fees within 60 days.
Financial Planning Services
For financial planning services, we charge either a negotiable hourly rate of $250.00 or a negotiable
fixed fee ranging between $600 and $1,800. Fees will be due and payable upon completion of the
services rendered. Fee and fee-paying arrangements for these services will vary on a case by case
basis depending upon the scope and complexity of the services to be rendered.
Either party can terminate the agreement in writing within 5 days of execution without penalty.
Thereafter, the agreement may be terminated by either party upon written notice. You will be charged
for services based on the work performed prior to termination.
Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest in
mutual funds and exchange-traded funds. Mutual funds and exchange-traded funds ("ETFs") have
their own expenses embedded into their investment vehicle(s). These fees affect the overall
performance and price of these investments. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange-
traded funds (described in each fund's prospectus) to their shareholders.
You will also incur transaction charges and/or brokerage fees when purchasing or selling securities.
These charges and fees are typically imposed by the broker-dealer or custodian through whom your
account transactions are executed.
Our firm does not share in any portion of the brokerage fees/transaction charges imposed by the
broker- dealer or custodian. To fully understand the total cost, you will incur, you should review all the
fees charged by mutual funds, exchange-traded funds, our firm, and others. For information on our
brokerage practices, please refer to the "Brokerage Practices" section of this Brochure.
We may trade client accounts on margin. Margin refers to a type of lending arrangement offered by the
broker/custodian. Interest is charged by the brokerage firm monthly, at a rate set by the brokerage firm.
Each client must sign a separate margin agreement, provided by the account custodian before margin
is extended to that client account. Fees for advice and execution on these securities are based on the
total asset value of the account, which includes the value of the securities purchased on margin. This
creates a conflict of interest where we have an incentive to encourage the use of margin to create a
higher market value and therefore receive a higher fee. Please review risks specific to margin in Item |
| Account Minimums and Types of Clients — Form ADV Part 2A (1/27/2026) [Brochure] |
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Item 7 Types of Clients We offer investment advisory services to individuals, including high net worth persons. In general, we do not impose a minimum account size requirement. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 55.4 | ||
| Alphabet Inc | 41.0 | ||
| Apple Inc | 33.7 | ||
| Quanta Services Inc | 29.7 | ||
| Amazon Com Inc | 28.6 | ||
| Babcock & Wilcox Co | 27.4 | ||
| Chevron Corp | 24.6 | ||
| Microsoft Corp | 23.7 | ||
| Advanced Micro Devices Inc | 22.8 | ||
| Palantir Technologies Inc | 21.5 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 953 | 1,043.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 953 | 1,043.9 |
| By Discretionary | ||
| Discretionary | 953 | 1,043.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 953 | 1,043.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,043.9 | |
| Total | 953 | 1,043.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001666664] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Retail |
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