Strategent Financial LLC

Item 5: Fees and Compensation

Compensation
Wealth Management Fees
Strategent bases its wealth management fees on a percentage of assets under
management. Wealth management services are generally designed for portfolios with a
minimum of $800,000 in assets under management. The minimum wealth management
annual fee is $10,000.
The wealth management fee is charged for the total client relationship on a tiered basis
as follows:
              $ Portfolio Size             Annual Wealth Management Fee
              First $2,000,000                                   1.00%
              From $2,000,001 to $3,000,000                      0.80%
              From $3,000,001 to $4,000,000                      0.70%
              From $4,000,001 to $5,000,000                      0.60%
              From $5,000,001 to $6,000,000                      0.40%
              Remaining Assets Over $6 million                   0.30%
Unless otherwise agreed in writing, all cash and cash equivalent positions are included
as part of assets under management for purposes of calculating wealth management
fees, which are for advisory services only and do not include any transaction fees or
commissions. Wealth management fees are payable quarterly in advance. The first
payment is due and payable upon receipt of the managed securities and is assessed on
a pro-rata basis for partial calendar quarters. Subsequent payments are due on the first
day of the calendar quarter and will be based on the value of the portfolio as of the last
day of the previous calendar quarter. When calculating market value for billing purposes,
Strategent generally includes accrued earnings (such as accrued interest on individual
fixed income securities).
For existing clients after initial portfolio funding is completed, for cumulative additions and
withdrawals to the total client relationship exceeding $50,000 in one day, fees will be
charged (additions) or credited (for withdrawals) based on the pro-rata portion of the
quarter remaining. No charges or credits will be made for cumulative daily additions or
withdrawals equal to $50,000 or below during the calendar quarter due to the immaterial
nature of the associated fee.
Clients generally authorize Strategent to instruct the custodian to deduct advisory fees
directly from the client account in accordance with statements prepared and submitted to
the custodian by Strategent. The client may elect to pay Strategent directly for the
advisory fees, but this is rare and not our preferred method of payment.
Financial Planning Fees
Fees for financial planning services are billed at the hourly rate of $250. The fee is due
and payable upon completion of the service.

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Retirement Plan Advisory Fees
Retirement plan advisory fees are paid quarterly, in advance of each calendar quarter,
pursuant to the terms of the retirement plan advisory agreement. Fees are charged at
an annual rate based on the market value of assets in the retirement plan on the last
day of the prior quarter. The minimum annual fee is $5,000.
The retirement plan advisory fees are charged on a tiered basis as follows:
              $ Portfolio Size                    Retirement Plan Advisory Fee
              First $1,000,000                           0.75%
              From $1,000,001 to $2,000,000              0.60%
              Remaining Assets Over $2,000,000           0.45%
Strategent may also offer a fixed annual rate instead of an asset-based fee. Fees are
negotiable at the sole discretion of Strategent and are typically based on the size and
complexity of the services provided to the retirement plan.
Retirement plan advisory fees will be calculated by the retirement plan recordkeeper and
automatically deducted from each plan participant’s account or paid directly by the
sponsoring employer.
General Fee Disclosures
Strategent may negotiate the scope of services and fees in limited circumstances by
reducing its standard fee, charging a flat fee, waiving the account minimum, waiving fees
entirely, or charging fees on a different interval, based upon certain criteria (i.e.,
anticipated future earning capacity, anticipated future additional assets, dollar amount of
assets to be managed, related accounts, account composition, complexity of the
engagement, anticipated services to be rendered, grandfathered fee schedules,
employees and family members, courtesy accounts, competition, negotiations with client,
etc.). Strategent may also agree to aggregate account values for related clients (such as
spouses and minor children sharing the same residence) for the purpose of reducing the
overall fee. Certain legacy clients may have accepted different pre-existing service
offerings and may therefore receive services under different fee schedules than as set
forth above. Therefore, similarly situated clients could pay different fees, the services to
be provided by Strategent to any particular client could be available from other advisers
at lower fees, and certain clients may have fees different than those specifically set forth
above.
Either party may terminate an agreement for services provided by Strategent without
penalty, upon written notice to the other. If termination occurs before the end of a calendar
quarter, Strategent will issue a pro-rata refund of unearned fees to the client.
Financial Planning Services – Upon advance written notice, either party may terminate
the agreement for financial planning services (or other financial consultations) at any time
and will be invoiced for fees due based on time and effort expended before termination.
The agreement for the financial plan terminates upon delivery of the plan. Because

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Strategent does not charge for financial planning services in advance, it does not issue
refunds with respect to these services.
Retirement Plan Advisory Services - Strategent is compensated for its retirement plan
...

Types of Clients
Strategent‘s primary clients include individuals and families. Strategent also provides
advice to other entities such as pension and profit sharing plans, trusts, estates, and
corporations, as may be reflected on ADV Part 1, Item 5.D., which can change over time.
Account Minimums
Strategent’s services are designed for relationships with a minimum account size of
$800,000. If an account falls below $800,000 in value at quarter end, the $10,000
minimum annual fee would trigger and Strategent would apply a quarterly minimum fee
of $2,500. The minimum annual fee for retirement plan services is $5,000. Based on the
imposition of minimum fees, clients may pay a higher percentage annual fee than
referenced in Item 5 above.