Stonehaven Wealth & Tax Solutions LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid monthly in advance of each month pursuant to the terms of the wealth
management agreement. Wealth management fees are based on the market value of assets under management at
the end of the prior month. Wealth management fees are based on the following schedule:

                           Assets Under Management ($)                   Annual Rate (%)
                           Up to $500,000                                    1.70%
                           $500,001 to $2,000,000                            0.90%
                           $2,000,001 and up                                 0.60%

The wealth management fee in the first month of service is prorated from the inception date of the account[s] to the
end of the first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed
by SWTS will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
Custodian’s valuation to ensure accurate billing. As noted in Item 4.D, the Advisor’s wealth management fees will
include Covered Costs. However, the Advisor shall not receive any portion of these commissions, fees, and costs.

B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
from the Client’s account[s] at the beginning of the respective month. The amount due is calculated by applying the
monthly rate (annual rate divided by 12) to the total assets under management with SWTS at the end of the prior
month. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of the
wealth management fee. Clients are urged to also review and compare the statement provided by the Advisor to the
brokerage statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide
written authorization permitting advisory fees to be deducted by SWTS to be paid directly from their account[s] held
by the Custodian as part of the wealth management agreement and separate account forms provided by the
Custodian.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties in connection with investments made on behalf
of the Client’s account[s]. SWTS includes Covered Costs as part of its overall wealth management fee through
the SWTS Wrap Fee Program. Securities transaction fees for Client-directed trades may be charged back to the
Client. Please see Item 4.D. above as well as Appendix 1 – Wrap Fee Program Brochure.

In addition, all fees paid to SWTS for wealth management services are separate and distinct from the expenses
charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are described
in each fund’s prospectus. These fees and expenses will generally be used to pay management fees for the funds,
other fund expenses, account administration (e.g., custody, brokerage and account reporting), and a possible
distribution fee. A Client may be able to invest in these products directly, without the services of SWTS, but would
not receive the services provided by SWTS which are designed, among other things, to assist the Client in
determining which products or services are most appropriate for each Client’s financial situation and objectives.
Accordingly, the Client should review both the fees charged by the fund[s] and the fees charged by SWTS to fully
understand the total fees to be paid. Please refer to Item 12 – Brokerage Practices for additional information.

                                        Stonehaven Wealth & Tax Solutions, LLC
                                       540 South Westland Drive, Appleton, WI 54914
                                        Phone: (920) 882-0427 | Fax: (855) 232-1427
                                                www.stonehavenwealth.com

D. Advance Payment of Fees and Termination
Wealth Management Services
SWTS may be compensated for its wealth management services in advance of the month in which services are
rendered. Either party may terminate the wealth management agreement, at any time, by providing advance written
notice to the other party. The Client may also terminate the wealth management agreement within five (5) business
days of signing the Advisor’s agreement at no cost to the Client. After the five-day period, the Client will incur charges
for bona fide advisory services rendered to the point of termination and such fees will be due and payable by the
Client. Upon termination, the Advisor will refund any unearned, prepaid wealth management fees from the effective
date of termination to the end of the month. The Client’s wealth management agreement with the Advisor is non-
transferable without the Client’s prior consent.

E. Compensation for Sales of Securities
SWTS does not buy or sell securities to earn commissions and does not receive any compensation for securities
transactions in any Client account, other than the investment advisory fees noted above.

Insurance Agency Affiliation
Certain Advisory Persons are licensed as independent insurance professionals. As an independent insurance
professional, an Advisory Person will earn commission-based compensation for selling insurance products,
including insurance products offered to Clients. Insurance commissions earned by the Advisory Person are
...

Item 7 – Types of Clients in the Disclosure Brochure for additional information.

Item 6 – Portfolio Manager Selection and Evaluation
Portfolio Manager Selection
SWTS serves as sponsor and as portfolio manager for the services under this Wrap Fee Program.

Related Persons
SWTS personnel serve as portfolio managers for this Wrap Fee Program. SWTS does not serve as a portfolio
manager for any third-party Wrap Fee Programs.

Performance-Based Fees
SWTS does not charge performance-based fees for its wealth management services. The fees charged by SWTS
are as described in Item 5 above and are not based upon the capital appreciation of the funds or securities held
by any Client.

SWTS does not manage any proprietary investment funds or limited partnerships (for example, a mutual fund or
a hedge fund) and has no financial incentive to recommend any particular investment options to its Clients.

Supervised Persons
SWTS Advisory Persons serve as portfolio managers for all accounts, including the services described in this
Wrap Fee Program Brochure. Details of the advisory services provided are included in Item 4.A. of the Disclosure
Brochure.
                                       Stonehaven Wealth & Tax Solutions, LLC
                                      540 South Westland Drive, Appleton, WI 54914
                                       Phone: (920) 882-0427 | Fax: (855) 232-1427
                                               www.stonehavenwealth.com