The Pitti Group Wealth Management LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreements with the Advisor.

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid quarterly, in advance of each calendar quarter pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the market value of assets under

                                           The Pitti Group Wealth Management, LLC
                                       590 Fishers Station Drive, Suite 110, Victor, NY 14564
                                           Phone: (585) 337-4000 | Fax: (585) 310-0501
                                                     https://thepittigroup.com

management at the end of the prior calendar quarter. Investment advisory fees range from 0.50% to 1.50% annually
based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be
managed; and the overall relationship with the Advisor. Relationships with multiple objectives, specific reporting
requirements, portfolio restrictions and other complexities may be charged a higher fee.

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by
The Pitti Group will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
Custodian’s valuation to ensure accurate billing.

Financial Planning Services
The Pitti Group offers financial planning services either on an hourly basis or a fixed engagement fee. Hourly fees
range up to $250 per hour. Fixed engagement fees are based on the expect number of hours to complete the
engagement at the Advisor’s hourly rate. Fees may be negotiable based on the nature and complexity of the services
to be provided and the overall relationship with the Advisor. An estimate for total hours and/or total costs will be
provided to the Client prior to engaging for these services.

Estate Planning Services
When providing estate planning services as described in Item 4, fees will be assessed either on an hourly basis of
up to $250 per hour or as a flat fee ranging from $500 to $3,500. Fees may be negotiable based on the nature and
complexity of the services to be provided and the overall relationship with the Advisor. An estimate for total hours
and/or total costs will be provided to the Client prior to engaging for these services.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee ranging from 0.25% to 1.00%
based on the size of the Plan and the complexity of the services to be provided. Fees are typically billed in advance of
each calendar quarter, pursuant to the terms of the retirement plan advisory agreement. Certain Plan platforms may
have different fee billing methodologies. Retirement plan fees are based on the market value of assets under
management at the end of the prior calendar quarter. Fees may be negotiable depending on the size and complexity
of the Plan.

B. Fee Billing
Investment Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the
Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted from
the Client’s account[s] at the beginning of the respective quarter. The amount due is calculated by applying the
quarterly rate (annual rate divided by 4) to the total assets under management with The Pitti Group at the end of the
prior quarter. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of
the investment advisory fee. Clients are urged to also review and compare the statement provided by the Advisor to
the brokerage statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide
written authorization permitting advisory fees to be deducted by The Pitti Group to be paid directly from their
account[s] held by the Custodian as part of the investment advisory agreement and separate account forms provided
by the Custodian.

Financial Planning Services
Financial planning fees may be invoiced up to fifty percent (50%) of the expected total fee upon execution of the
financial planning agreement. The balance shall be invoiced upon completion of the agreed upon deliverable[s].

Estate Planning Services
Estate planning fees will be invoiced in arrears upon the completion of the agreed-upon deliverable[s]. Fees
associated with third-party providers will be collected by The Pitti Group at that time and subsequently remitted to the
applicable third-party provider.

                                          The Pitti Group Wealth Management, LLC
                                      590 Fishers Station Drive, Suite 110, Victor, NY 14564
                                          Phone: (585) 337-4000 | Fax: (585) 310-0501
                                                    https://thepittigroup.com

Retirement Plan Advisory Services
Retirement plan advisory fees may be directly invoiced to the Plan Sponsor or deducted from the assets of the Plan,
depending on the terms of the retirement plan advisory agreement and/or record keeper’s process for processing
fees.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties in connection with investments made on behalf
...

Item 7 – Types of Clients

The Pitti Group offers investment advisory services to individuals, high net worth individuals, families, trusts,
estates, businesses, and retirement plans. The Pitti Group generally does not impose a minimum relationship size.