Summit Financial LLC

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Assets, Funds, Holdings

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Summit Financial LLC
CRD #299322
SEC #801-114377
CIK #
AUM 22.47 B (2026-03-17)
Employees 490 (44% Investors, 27% Brokers)
Fees
Minimum
Phone973-285-3600
Address4 Campus Drive
Parsippany, NJ 07054
Source [IAPD] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($B)
25201510502010201520212027
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 13,243 5.9
(b) Individuals (high net worth individuals) 2,417 14.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 452 2.5
(h) Charitable organizations 4 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 21 0.0
(n) Other 0 0.0
Total 36,236 22.5
By Discretionary
Discretionary 24,683 12.2
Non-Discretionary 11,553 10.2
Total 36,236 22.5
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 22.4
Total 36,236 22.5
Firm Profile (Form ADV)
Discretionary AUM$1.4B
Clients59 (1 non-US)
ServesInstitutional, Retail
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