|
⚲
|
| Keyboard |
| Swan Capital Management LLC
✚
|
|
|---|---|
| CRD # | 164280 |
| SEC # | 801-76701 |
| CIK # | 0001591478, 0001952722 |
| AUM | 1,300.9 M (2026-03-03) |
| Employees | 5 (20% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 970-382-8901 |
| Address | 1099 Main Ave Durango, CO 81301 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 8 | 1.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 1.3 |
| By Discretionary | ||
| Discretionary | 8 | 1.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 1.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.3 | |
| Total | 8 | 1.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001591478] | |
| 13F-HR | [0001952722] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.9B |
| Serves | Institutional |
| Related Firms | State | AUM |
|---|---|---|
|
Swan Global Investments LLC
✚
|
CO | 2,388.2 M |
|
Swan Capital Management LLC
✚
|
CO | 1,300.9 M |
|
Swan Wealth Advisors LLC
✚
|
CO | 98.0 M |
| Comparable Firms | State | AUM |
|---|---|---|
|
US Global Investors Inc
✚
|
TX | 1,323.9 M |
|
OFS CLO Management II LLC
✚
|
IL | 1,306.6 M |
|
RCM GA Manager LLC
✚
|
NY | 1,306.0 M |
|
DB Advisory America Limited Ltd
✚
|
NY | 1,300.0 M |
|
Skerryvore Asset Management Ltd
✚
|
1,297.3 M | |
|
Bluestem Asset Management LLC
✚
|
VA | 1,291.1 M |
|
Academy Asset Management LLC
✚
|
NY | 1,287.5 M |
|
Piper Sandler & Co
✚
|
MN | 1,284.4 M |
|
Kiltearn Partners LLP
✚
|
1,274.2 M | |
|
Root Capital - GEST O de Recursos LTDA
✚
|
1,272.9 M |