SWP Investment Management LLC

Item 5: Fees & Compensation

Management fees are based on the value of assets managed and fees are calculated as a percentage
of assets under management. Fees are referenced in the current prospectus.

 Description The firm will receive a specific amount of the overall basis points charged by the
 Exchange Traded Funds (ETFs) the firm manages as the primary advisor over the ETFs.

 Fee Billing

 The Firm serves as the investment advisor for managing Exchange Traded Funds. The firm
 charges the funds a specific amount of basis points for managing the Exchange Traded Funds.

 Other Fees

 Clients will incur transaction charges for trades executed in their accounts (see Item 12,
 which discusses our brokerage practices). These transaction fees are separate from our
 firm’s advisory fees and will be disclosed by the chosen custodian. Clients may also pay
 holdings charges imposed by the chosen custodian for certain investments, charges imposed
 by an index fund, or exchange traded fund. which shall be disclosed in the fund’s prospectus.

 Fees Paid in Advance and Termination of Advisory Services

 Our fees are charged daily based upon time invested in the ETF.
 Termination can be done at anytime without notice. There will be no refunds as clients will only
 be charged for their time in the ETF

Additional Compensation

Our firm and representatives do not sell securities for a commission in advisory accounts. The
firm does not receive any additional compensation for providing portfolio management services
to .

Item 7: Types of Clients & Account Requirements

 Description

 We specialize in portfolio management for Exchange Traded Funds.

 Account Minimums

 There are no account minimums.