Syrios Wealth Management Group Inc

Item 5 – Fees and Compensation

How We Are Compensated for Our Advisory Services

Our fees vary among the different types of advisory services we offer, type of account, client’s
relationship with the firm, asset size and complexity and/or investment strategies employed and
may be negotiated at our sole discretion. The specific fees and way fees are charged and calculated
are described in your investment advisory agreement. You should carefully review the investment
advisory agreement prior to signing it.

Fees for our advisory services may be higher than fees charged by other advisers who offer similar
services. You may be charged different fees than similarly situated clients for the same services based
upon the complexity of your needs. You should carefully review this brochure to understand the fees
and other sources of compensation that exist among our services prior to entering into an investment
advisory contract with our firm.

Wealth and Investment Management Services

SWMG offers investment and wealth management for an annual fee based on the amount of assets
under the firm’s management/advisement. Fees are generally billed in advance each calendar
quarter based on the market value of the assets under management/advisement on the last day of the
previous calendar quarter. Advisory fees for the first quarter are prorated for the number of days
services will be provided in the quarter and are based on the value of the account at the time
advisory services commence. The maximum fee rate for new clients is as follows:

                                          Maximum Annual
                                           Advisory Fee

                                                 1.50%

Fees are based on cumulative household assets under advisement, with the exception of corporate
plans, which ERISA rules prohibit from inclusion with personal assets for fee reductions. You
should refer to your advisory agreement for your specific fee rate(s).

From time to time, SWMG provides advice on legacy positions held in client portfolios as part of
the client’s overall investment management strategy. In these situations, SWMG includes the value
of the legacy positions in the assets under management used to determine the client’s advisory fee.
For investment and wealth management services SWMG provides to certain clients or for specific
client holdings (e.g., held-away assets), we may negotiate a fee rate that differs substantially from our
standard fee.

Selection of Third-Party Asset Managers

Fees for third-party asset managers are set forth by the manager and are separate and in addition to
SWMG’s advisory fees. You should refer to the third-party manager’s Form ADV Part 2A Brochure
for information on their fees and compensation.

Programs Offered Through Wells Fargo

When utilizing the programs offered by Wells Fargo Advisors, investment management services are
provided by third-party money managers through the Personalized Unified Managed Account
Program and Fundsource Program. Wells Fargo Advisors requires clients to sign an investment
advisory agreement for access to the programs in addition to our investment management
agreement.

Fees for advisory programs offered through Wells Fargo are as follows:

        Program                 Program Type                 Maximum Annual Advisory Fee
        Personalized Unified    Unified Managed              2.0%
        Managed Account         Account
        Fundsource              Mutual Fund Advisory         1.50%
                                Program

Advisory fees for the Personalized Unified Managed Account Program include SWMG’s advisory
fees as well as the third-party managers’ fees. SWMG’s portion of the total fee includes a platform
fee that is paid to Wells Fargo for access to the program. The advisory fee and third-party managers’
fees are listed on the account statement provided to you by the custodian.

Wells Fargo will calculate and directly debit SWMG’s advisory fees and the third-party managers’
fees from clients’ accounts. You should refer to your advisory agreement for your specific fee rate(s).

Financial Planning and Consulting Services

Fees for financial planning and consulting services are billed at a fixed rate in advance. Our financial
planning and consulting fees vary based on the client’s specific needs and can range up to $20,000.

While financial planning and consulting services are available on a stand-alone basis, certain services
may also be rendered in conjunction with investment and wealth management services at no
additional cost. You should refer to your contract for specific fee information.

Factors we consider when determining our financial planning and consulting fees include but are not
limited to:

    •   The amount of time we expect to spend completing the financial planning or consulting
        services and providing related advice

    •   The complexity of your goals, issues and/or needs

    •   The extensiveness and complexity of the data needed regarding your personal financial
        information

    •   Your net worth or the value of your investment accounts and/or other assets that are the
        subject of the financial planning or consulting services

    •   Special circumstances related to life changes, marital status, health or special income needs,
        or growth or decline of a personal business

SWMG may request a retainer to initiate financial planning and consulting services; however, we
will not request the prepayment of fees more than $1,200 in advisory fees more than six months in
advance.

You may engage SWMG for additional investment management services to assist with
implementing one or more financial planning recommendations. You will incur additional fees if
you retain our firm for such services. You have complete freedom in selecting another investment
adviser to assist you in implementing any recommendations by SWMG and are under no obligation
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Item 7 – Types of Clients

SWMG caters to a diverse clientele, including individuals, high net worth families, pension and
profit-sharing plans, non-profit organizations and business and corporations.

SWMG generally requires an initial investment of at least $1,000,000 for investment advisory
services. SWMG does not have an ongoing minimum account size. In our sole discretion, we may
waive this minimum based on a client’s particular circumstances.