Trinity Wealth Management LLC

Item 5: Fees & Compensation
    How We Are Compensated for Our Advisory Services

         (i) Comprehensive Portfolio Management:

                       Assets Under Management                       Annual Percentage of Assets Charge
                            $0 to $1,499,999                                      1.50%
                        $1,500,000 to $2,999,999                                  1.25%
                        $3,000,000 to $4,999,999                                  0.75%
                            Over $5,000,000                                       0.50%

    1 Please note that our method for computing the amount of “client assets we manage” can be different from the method for computing
    “assets under management” required for Item 5.F in Part 1A of Form ADV. However, we have chosen to follow the method outlined for
    Item 5.F in Part 1A of Form ADV. If we decide to use a different method at a later date to compute “client assets we manage,” we must keep
    documentation describing the method we use and inform you of the change. The amount of assets we manage may be disclosed by rounding
    to the nearest $100,000. Our “as of” date must not be more than three months before the date we last updated our Brochure in response
    to Item 4.E of Form ADV Part 2A.

ADV Part 2A – Firm Brochure                                        Page 6                                         Trinity Wealth Management, LLC

              Our firm’s fees are billed on a pro-rata annualized basis quarterly in advance based on the
              value of your account on the last day of the previous quarter. Our firm bills on cash unless
              otherwise agreed in writing. Fee adjustments will be made for deposits and withdrawals in
              client accounts made during the quarter for amounts in excess of $25,000. Our fees may be
              negotiable. Fees will generally be automatically deducted from your managed account*. As
              part of this process, you understand and acknowledge the following:

         a) The client’s independent custodian sends statements at least quarterly showing the market
            values for each security included in the Assets and all account disbursements, including the
            amount of the advisory fees paid to our firm;
         b) Clients will provide authorization permitting our firm to be directly paid by these terms. Our
            firm will send an invoice directly to the custodian; and
         c) If our firm sends a copy of our invoice to the client, legend urging the comparison of
            information provided in our statement with those from the qualified custodian will be
            included.
            *In rare cases, we will agree to directly bill clients.

         (ii) Financial Planning & Consulting:

              We charge on an hourly or flat fee basis for financial planning and consulting services. The
              total estimated fee, as well as the ultimate fee that we charge you, is based on the scope and
              complexity of our engagement with you. Our hourly fee is $500 and our flat fees generally
              range from $5000 to $50,000.

              We may require a 50% retainer of the total financial planning and consulting fee or we may
              require that the financial planning and consulting fee be due upon completion of the project.
              The fee paying arrangement is determined on a case-by-case basis at the discretion of the
              advisor and will be detailed in the Financial Planning and Consulting Agreement. In all cases,
              we will not require a retainer exceeding $1,200 when services cannot be rendered within 6
              (six) months.

         (iii) Pension Consulting:

              Our maximum fee for our Pension Consulting service is 1.00% of the assets under
              management. For plans with assets under $750,000, our firm will charge a minimum annual
              fee of $5,000. Once the plan reaches the $750,000 threshold, our firm will then move the plan
              over to our asset based pricing fee schedule with the maximum fee at 1.00%. Our firm’s fees
              are either billed on a pro-rata annualized basis quarterly in advance or in arrears based on
              the value of your account on the last day of the previous quarter. The billing schedule will be
              determined based on the plan’s qualified custodian. We also charge on an hourly or flat fee
              basis for pension consulting services. Our hourly fee is $500 and our flat fees generally range
              from $5,000 to $50,000. Flat fees will be charged annually for ongoing pension consulting
              services. Ultimately, total estimated fee, as well as the ultimate fee that we charge you, is
              based on the scope and complexity of our engagement with you.

              The fee-paying arrangements for pension consulting service will be determined on a case-by-
              case basis and will be detailed in the signed Pension Consulting Agreement.

          (iv)Asset Management:

ADV Part 2A – Firm Brochure                          Page 7                             Trinity Wealth Management, LLC

              The maximum annual fee charged for this service will not exceed 1.00%. Fees to be assessed
              will be outlined in Schedule A of this Agreement. Our firm bills on cash unless otherwise
              agreed in writing. Annualized fees are billed on a pro-rata basis quarterly in advance based
              on the value of the account(s) on the last day of the previous quarter. Fees are negotiable and
              will be deducted from Client account(s) Adjustments will be made for deposits and
              withdrawals in client accounts made during the quarter for amounts in excess of $25,000. In
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Item 7: Types of Clients & Account Requirements

    We have the following types of clients:
        Individuals and High Net Worth Individuals;

ADV Part 2A – Firm Brochure                          Page 8                             Trinity Wealth Management, LLC

             Trusts or Estates;
             Pension and Profit-Sharing Plans;

    Our requirements for opening and maintaining accounts or otherwise engaging us:
        We generally require a minimum household account balance of $500,000 for our
           Comprehensive Portfolio Management service. This minimum account balance requirement
           may be negotiable.
        We generally require a minimum household account balance of $100,000 for our Asset
           Management service. This minimum account balance requirement may be negotiable.