Blackdiamond Wealth Management LLC

Item 5 – Fees and Compensation

 The following paragraphs detail the fee structure and compensation methodology for services provided by the
 Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or
 more written agreements with the Advisor.

 A. Fees for Advisory Services
 Investment Management Services
 Investment advisory fees are paid monthly, at the end of each month, pursuant to the terms of the investment
 advisory agreement. Investment advisory fees are based on the average daily balance of assets under
 management during the month. Investment advisory fees range up to 1.25% annually based on several factors,
 including: the complexity of the services to be provided, the level of assets to be managed, and the overall
 relationship with the Advisor. Relationships with multiple objectives, specific reporting requirements, portfolio
 restrictions and other complexities may be charged a higher fee.

                                         BlackDiamond Wealth Management LLC
                                   31 Hudson Yards, Floor 10, Suite 55, New York, NY 10001
                                        Phone: (212) 784-6999 * Fax: (917) 565-8509
                                               www.blackdiamondwealth.com

 The investment advisory fee in the first month of service is prorated from the inception date of the account[s] to the
 end of the first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
 consideration the aggregate assets under management with the Advisor. All securities held in accounts managed
 by BlackDiamond will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
 Custodian’s valuations to ensure accurate billing.

 The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
 other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
 Advisor shall not receive any portion of these commissions, fees, and costs.

 Use of Independent Managers – As noted in Item 4, the Advisor will implement all or a portion of a Client’s
 investment portfolio utilizing one or more Independent Managers. To eliminate any conflict of interest, the Advisor
 does not earn any compensation from an Independent Manager. The Advisor will only earn its investment advisory
 fee as described above. Independent Managers typically do not offer any fee discounts but may have a breakpoint
 schedule which will reduce the fee with an increased level of assets placed under management with an
 Independent Manager. The terms of such fee arrangements are included in the Independent Manager’s disclosure
 brochure and applicable contract[s] with the Independent Manager. The total blended fee, including the Advisor’s
 fee and the Independent Manager’s fee, will not exceed 2.00% annually.

 Financial Planning Services
 BlackDiamond offers standalone financial planning on an ongoing basis. Fees for ongoing financial planning
 services may be offered on an annual retainer basis. The retainer services are charged $2,400 annually with a
 retainer fee of $50 per month. The annual fee will be $3,000, or 0.10% of the Client’s net worth, based on assets
 included in the financial planning engagement, whichever is higher. The Advisor will waive the retainer fee once
 a Client has reached $2,500,000 of investable assets.

 Retirement Plan Advisory Services
 Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.00% and are billed in
 quarterly, at the end of each calendar quarter, pursuant to the terms of the retirement plan advisory agreement.
 Retirement plan advisory fees are based on the market value of assets under management at the end of each
 calendar quarter. Fees may be negotiable depending on the size and complexity of the Plan.

 B. Fee Billing
 Investment Management Services
 Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
 the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
 from the Client’s account[s] at the beginning of the respective month end date. The annual fee is charged monthly,
 in arrears, based upon the average daily market value or assets under management. Since the asset-based fee is
 determined by average daily account balance, if assets are deposited into or withdrawn from an account, the base
 fee payable with respect to such assets is adjusted accordingly. Clients will be provided with a statement, at least
 quarterly, from the Custodian reflecting deduction of the investment advisory fee. It is the responsibility of the Client
 to verify the accuracy of these fees as listed on the Custodian’s brokerage statement as the Custodian does not
 assume this responsibility. Clients provide written authorization permitting advisory fees to be deducted by
 BlackDiamond directly from their account[s] held by the Custodian as part of the investment advisory agreement
 and separate account forms provided by the Custodian.

 Use of Independent Managers – For Client accounts implemented through an Independent Manager, the Client’s
 overall fees will include BlackDiamond’s investment advisory fee (as noted above) plus investment management
 fees and/or platform fees charged by the Independent Manager. The Independent Manager will assume the
 responsibility for calculating the Client’s fees and deducting all fees from the Client’s account[s].

                                          BlackDiamond Wealth Management LLC
                                    31 Hudson Yards, Floor 10, Suite 55, New York, NY 10001
                                         Phone: (212) 784-6999 * Fax: (917) 565-8509
                                                www.blackdiamondwealth.com
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Item 7 – Types of Clients

 BlackDiamond offers investment advisory services to individuals, high net worth individuals, trusts, estates,
 corporations, and retirement plans. The number of each type of Client is available on BlackDiamond’s Form ADV
 Part 1A. These numbers may change over time and are updated at least annually by the Advisor. BlackDiamond
 generally does not impose a minimum account size for establishing a relationship.