Telemetry Investments LLC

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Telemetry Investments LLC
CRD #162043
SEC #801-77916
CIK #0001537055
AUM
Employees 6 (100% Investors, 0% Brokers)
Fees
Minimum
Phone212-425-9700
Address152 West 36th Street
New York, NY 10018-8765
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
2502001501005002006201320202027
Fees and Compensation — Form ADV Part 2A (3/30/2020) [Brochure]
Item 5         Fees and Compensation

A.       Advisory Fees and Compensation

Telemetry Fund I pays us monthly management fees (“Management Fees”) of 0.125% (or 1.5%
per annum) of the fund’s net asset value.

Management Fees are generally not negotiable.

B.       Payment of Fees

We deduct Management Fees directly from the assets of Telemetry Fund I.

On the first business day of each month, Management Fees are paid based on the net asset
value of Telemetry Fund I as of the last day of the previous fiscal month.

C.       Additional Fees and Expenses

Telemetry Fund I bears its own operating expenses, including any taxes and investment
expenses (e.g. expenses related to the investment of Telemetry Securities’ assets, such as
brokerage commissions and other transaction costs), external legal, accounting, audit and tax
preparation expenses, interest, custodial and administrative fees and other fees associated with
the operation of the Funds.

D.       Prepayment of Fees

On the first business day of each month, Management Fees are paid in advance. Such fees are
typically not refundable.

E.       Additional Compensation and Conflicts of Interest

Neither the Investment Adviser nor any of its supervised persons accepts compensation for the
sale of securities or other investment products.
Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2020) [Brochure]
Item 7         Types Of Clients

Presently we provide investment advice only to pooled investment vehicles commonly known as
hedge funds.

The Funds we advise limit ownership to sophisticated investors with substantial resources who
are subject to applicable suitability requirements identified in the client offering and
organizational documents such as qualifying as “accredited investors” as defined under
Regulation D under the U.S. Securities Act of 1933, as amended. Generally, the minimum initial
subscription for the Funds is $500,000 and the minimum subscription for additional investments
is $100,000.
Sector Form 13F Holdings Value ($M)
Ethos Technologies Inc 1.4
Vivopower International PLC 0.7
Silicon Motion Technology Corp 0.6
Alcoa Corp 0.5
Rigel Pharmaceuticals Inc 0.5
Tower Semiconductor Ltd 0.5
 
 
 
 
 
Holdings by Sector ($M)
3502802101407002015201820212024
Type Form D Funds Date Sold AUM
HF Telemetry Securities LLC 2013-04-01 73.5 M
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 73.5
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2 73.5
By Discretionary
Discretionary 2 73.5
Non-Discretionary 0 0.0
Total 2 73.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 73.5
Total 2 73.5
EDGAR Form CIK 2011 - 2026
13F-HR [0001537055]
SC 13G [0001537055]
Form 13D/13G Filer Form 13D/13G Subject Filed
Telemetry Investments LLC Orexigen Therapeutics Inc [2017-08-03]
Telemetry Investments LLC Xtant Medical Holdings Inc [2017-08-01]
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund
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tony@aum13f.com