The American Institute for Advanced Investment Management LLP

Item 5 – Fees and Compensation

In addition to the information provided in Item 4 – Advisory Business, this section provides additional
details regarding our firm’s services along with descriptions of each service’s fees and compensation
arrangements. It should be noted that lower fees for comparable service may be available from other
sources. The fees for our asset management services may be negotiable dependent on the type of
client, the complexity of the client's situation, the composition of the client's account (i.e., equities versus
mutual funds), the potential for additional account deposits, the relationship of the client with the
investment adviser representative, and the total amount of assets under management for the client.
Therefore the exact fees and other terms will be outlined in the agreement between you and AIM Capital.

Asset Management Services

Traditional Asset Management Program
For our Traditional Asset Management Program, client will be charged the following annual fee based
upon the amount of assets under management:

        Assets Under Management                                      Maximum Annual Fees
        $0 – $500,000                                                      1.500%
        $500,001 – $1,000,000                                              1.250%
        1,000,001 - $5,000,000                                             1.00%
        $5,000,001 and above                                               0.750%

As a traditional asset management service all accounts in this program will be subject to transaction
charges and/or commission charged by the broker dealer acting as custodian for the account. AIM Capital
does not receive any portion of the transaction charges or commissions

Wrap Fee Program
We are the sponsor of the AIM Capital Asset Management Program (“AIM Program”), a wrap fee program
developed through an arrangement using LPL Financial Corporation’s (“LPL”) Strategic Wealth
Management platform. Through the AIM Program, we provide investment management services,
including providing continuous investment advice to and making investments for you based on your

AIM Capital                                         Page 7            Form ADV Part 2A Disclosure Brochure

individual needs. Through this service, we offer a customized and individualized investment program. A
specific asset allocation strategy and suitability profile is crafted to focus on your specific goals and
objectives. Your information should be updated regularly, but at a minimum every 2 years.

For our AIM Program asset management services, client will be charged the following annual fee based
upon the amount of assets under management:

        Assets Under Management                                    Maximum Annual Fees
        $0 – $500,000                                                    1.600%
        $500,001 – $1,000,000                                            1.350%
        1,000,001 - $5,000,000                                           1.10%
        $5,000,001 and above                                             0.850%

The AIM Program account is a wrap fee account, meaning you do not pay transaction charges associated
with trade execution. The AIM Program may cost you more or less than if the assets were held in a
traditional brokerage account. In a brokerage account, you are charged commissions for each
transaction, and the representative has no duty to provide ongoing advice with respect to the account. If
you plan to follow a buy and hold investment strategy for the account or do not wish to purchase ongoing
investment advice or management services, you should consider opening a brokerage account rather
than a AIM Program account.

This section is intended to be a summary of the AIM Program. If you contract for AIM Program services
you are provided with a copy of the AIM Program Form ADV Part 2A Appendix Disclosure Brochure.

General Information on Asset Management Fees

The asset management services continue in effect until terminated by either party (i.e., AIM CAPITAL or
you) by providing written notice of termination to the other party. When fees are billed in advance, AIM
Capital will prorate and refund any fees not charged but not earned during the final period. The amount
of client assets on the termination date will be used to determine the final fee refund.

AIM Capital’s managed accounts are custodied at LPL in its capacity as a registered broker/dealer,
member FINRA/SIPC or other Broker Dealer Platforms approved by LPL. LPL is also an investment
advisor registered with the SEC, but does not serve as an investment advisor for you through the AIM
Program. LPL provides clearing, custody and other brokerage services for accounts established through
the AIM Program. Therefore, you are required to establish a brokerage account(s) through LPL’s
Strategic Wealth Management platform or other Broker Dealer Platforms approved by LPL. Separate
accounts are maintained for you, and you retain all rights of ownership of your accounts (e. g., the right to
withdraw securities or cash, exercise or delegate proxy voting, and receive transaction confirmations).

AIM Capital’s managed account programs allow you to authorize us to purchase and sell, on a
discretionary or non-discretionary basis, portfolios consisting of securities and investments. We may limit
our discretion with respect to your account and the securities eligible to be purchased for your account.
See, Limits Advice to Certain Types of Investments under Item 4 - Advisory Business relative to
possible securities and investments utilized. See Item 16 - Investment Discretion for information
concerning discretionary authority.

AIM Capital                                        Page 8           Form ADV Part 2A Disclosure Brochure

As stated previously our asset management fees are negotiable dependent upon the investment adviser
...

Item 7 – Types of Clients

AIM Capital generally provides investment advice to the following types of clients:

    •   Individuals
    •   High net worth individuals
    •   Trusts, estates, or charitable organizations
    •   Corporations or business entities other than those listed above

You are required to execute a written agreement with AIM Capital specifying the particular advisory
services in order to establish a client arrangement with AIM Capital.

Minimum Investment Amounts Required

There are no minimum investment amounts or conditions required for establishing an account managed
by AIM Capital. However, all clients are required to execute an agreement for services in order to
establish a client arrangement with AIM Capital.

The minimum fee generally charged for financial planning services provided on an hourly basis is $300.

AIM Capital                                       Page 13          Form ADV Part 2A Disclosure Brochure

The minimum hourly fee generally charged for consulting services is $300.