The Forum Finance Group Sa

Item 5. Fees and Compensation
Investment    Consolidation    and    Reporting
Services                                            Forum       Finance      generally     charges
                                                    management fees for its investment services
Forum Finance offers global consolidation and       as a percentage of the market value of assets
reporting services for clients with financial       under management (“AUM”) or assets under
Accounts at more than one financial institution     advisement (“AUA”). The fee is charged
(including Accounts that Forum Finance does         quarterly in arrears. AUM or AUA is measured
not manage or advise upon) for purposes of          with reference to the last business day of the
evaluating global asset exposure. Forum             following months: March, June, September
Finance will: (i) examine bank statements           and December. The fee is charged in the
received at the direction of the client; (ii)       reference currency of the Account. The
prepare a consolidated statement of assets on       calculated fee is debited at the beginning of
a monthly, quarterly and/or annual basis; (iii)     the respective next calendar quarter (i.e. April,
regularly analyze structure and performance of      July, October and January). For Swiss and
all individual portfolios as well as of the         Liechtenstein residents VAT will be invoiced
consolidated whole, serving as a basis for a        in addition to the fees. In addition to the
coordinated implementation of investment            management fee, Forum Finance charges a
policy and for the identification of possible       quarterly fixed administration fee of CHF 250.
improvements; and (iv) monitor and report on
banking costs. Forum Finance has no authority       Forum Finance mirrors all client accounts using
to advice on the Accounts it does not manage.       software licensed from Expersoft Systems
However, Forum Finance may be asked by a            A.G., a third-party software company
client to comment on and provide general            specializing in back- and middle- office
counselling about certain aspects of the client’s   solutions for portfolio management and
overall wealth structure. For example, Forum        investment advisory firms. Forum Finance
Finance may, on client request, be asked to         generally relies on the valuations generated by
recommend wealth management specialists             Expersoft to value the assets in the respective
for its clients, possibly including other           client Accounts, and Forum Finance computes
investment managers. In such cases, Forum           its investment advisory fees based on these,
Finance’s recommendation will generally             but only after they have been verified against
include a selection of several such advisors or     the valuations and account statements
specialists. The recommendation will strongly       provided by the respective custodian bank. At
depend on the client’s personal circumstances.      the end of the calendar quarter, Forum Finance
The final selection is left entirely up to the      arranges with the custodian bank for the direct

December 02, 2025                                                                                 4
The Forum Finance Group SA, CRD: 284407

payment of its fee from each client’s account.       services described above. Any additional fees
Account statements prepared by the custodian         are disclosed to the client.
bank are separately delivered to the client or
the client’s representative, generally on a          Fees may be subject to VAT.
quarterly basis, allowing the client to verify the
fees charged by Forum Finance. The                   Fees for other Services
statement from the custodian bank will reflect
all amounts disbursed from the account,              Investment consolidation and reporting
including the amount of any fee paid to Forum
Finance.                                             The annual fees for consolidation and
                                                     reporting services range from 0.05% to 0.25%
Forum Finance is a fee-only investment               of AUA, depending on the size and complexity
advisor and does not receive undisclosed             of the mandate.
remuneration from third parties in connection
with its investment advisory services.               Forum Finance may waive, discount, or
Discounts, finder’s fees or any other                negotiate fees at its discretion. In particular,
remuneration received by Forum Finance from          Forum Finance may arrange for a
third parties will be disclosed to the client and,   consolidation / reporting mandate to be
unless otherwise agreed to in writing with the       subject to a fixed, flat annual fee.
client, credited against Forum Finance’s
investment advisory fee. Forum Finance does          Other fees and expenses you may incur
not manage or advise Accounts based on
commissions, subscriptions fees, or hourly rate      Fees charged by Forum Finance do not
charges.                                             include custodian fees, fees for trade
                                                     settlement, brokerage commissions, or any
                                                     other fee imposed by the custodian bank, the
Fees for Discretionary Portfolio Management          broker or National Authorities. Forum
Services and Non-Discretionary (Advisory)            Finance’s fees do not include management or
Services                                             other fees charged by funds or other products
                                                     that client accounts may be invested in from
The annual fees for discretionary portfolio          time to time.
management services range from 0.50% to
1.25% of AUM, depending on the size and