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| The Professional Financial Company LLC
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|---|---|
| CRD # | 286419 |
| SEC # | 801-114491 |
| CIK # | 0002130270 |
| AUM | 246.1 M (2026-03-24) |
| Employees | 7 (43% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 801-701-2345 |
| Address | 384 W Center St Orem, UT 84057 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| RiverNorth Flexible Municipal Income Fund II Inc | 2.5 | ||
| PIMCO California Municipal Income Fund | 1.8 | ||
| PIMCO New York Municipal Income Fund II | 1.3 | ||
| RiverNorth Flexible Municipal Income Fund Inc | 1.0 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 184 | 38.8 |
| (b) Individuals (high net worth individuals) | 71 | 169.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 7 | 26.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.1 |
| (n) Other | 22 | 12.1 |
| Total | 575 | 246.1 |
| By Discretionary | ||
| Discretionary | 575 | 246.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 575 | 246.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 246.1 | |
| Total | 575 | 246.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002130270] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
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|---|---|---|
|
Value Investment Professionals LLC
✚
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Toro West Capital Advisors LLC
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|
Global Wealth Management LLC
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|
RM Financial Services LLC
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