The Professional Financial Company LLC

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Assets, Funds, Holdings

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The Professional Financial Company LLC
CRD #286419
SEC #801-114491
CIK #
AUM $361.1 M (2025-03-31)
Employees 6 (50% Investors, 0% Brokers)
Phone801-701-2345
Address384 W Center St
Orem, UT 84057
Source [IAPD] [Website] [Facebook] [Instagram]
Total AUM ($M)
4003202401608002011201620212026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 148 34.5
(b) Individuals (high net worth individuals) 75 153.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 12 129.0
(h) Charitable organizations 7 28.8
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 3 15.4
(n) Other 0 0.0
Total 535 361.1
By Discretionary
Discretionary 523 232.1
Non-Discretionary 12 129.0
Total 535 361.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 361.1
Total 535 361.1
Comparable Firms State AUM ($B)
Womack Wealth Management Inc
CA 0.4
Transce3Nd LLC
TX 0.4
RFP Financial Group LLC
GA 0.4
Ferguson Shapiro LLC
GA 0.4
Three Seasons Wealth
UT 0.4
Saiph Capital LLC
NJ 0.4
Burford Brothers Inc
TX 0.4
Match Grade Advisors LLC
SC 0.4
Rubey & RUST Capital Management LLC
0.4
Pure Portfolios Holdings LLC
OR 0.4
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