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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| RM Financial Services LLC
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|---|---|
| CRD # | 304297 |
| SEC # | 801-120468 |
| CIK # | |
| AUM | $221.1 M (2025-04-22) |
| Employees | 5 (60% Investors, 60% Brokers) |
| Phone | 207-781-7637 |
| Address | 362 US Route One Falmouth, ME 04105 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 238 | 53.3 |
| (b) Individuals (high net worth individuals) | 113 | 154.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 9.5 |
| (h) Charitable organizations | 2 | 0.6 |
| (i) State or municipal government entities | 1 | 0.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 1.4 |
| (n) Other | 1 | 0.7 |
| Total | 993 | 221.1 |
| By Discretionary | ||
| Discretionary | 988 | 211.6 |
| Non-Discretionary | 5 | 9.5 |
| Total | 993 | 221.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 221.1 | |
| Total | 993 | 221.1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
WMS Advisors LLC
✚
|
NC | 0.2 |
|
Braun-Bostich & Associates Inc
✚
|
PA | 0.2 |
|
Mader & Shannon Wealth Management Inc
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|
MO | 0.2 |
|
Pursue Wealth Partners LLC
✚
|
CA | 0.2 |
|
Pacific Capital Associates Inc
✚
|
CA | 0.2 |
|
Westbourne Investments Inc
✚
|
VA | 0.2 |
|
DWD Portfolio Solutions Inc
✚
|
PA | 0.2 |
|
Evergreen Private Wealth LLC
✚
|
CO | 0.2 |
|
Dillow Wealth Management LLC
✚
|
IL | 0.2 |
|
Sutterfield Financial Group Inc
✚
|
OK | 0.2 |