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| The Putney Financial Group LLC
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|---|---|
| CRD # | 111639 |
| SEC # | 801-62638 |
| CIK # | 0001397602, 0002056907 |
| AUM | 205.4 M (2026-06-26) |
| Employees | 8 (50% Investors, 50% Brokers) |
| Phone | 415-460-1990 |
| Address | 100 Smith Ranch Road San Rafael, CA 94903 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001397602 0002056907 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 21.4 | ||
| Alphabet Inc | 10.1 | ||
| Amazon Com Inc | 6.9 | ||
| Microsoft Corp | 5.2 | ||
| Nvidia Corp | 3.4 | ||
| Mastercard Inc | 2.6 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 2.5 | ||
| Shopify Inc | 2.0 | ||
| AbbVie Inc | 1.7 | ||
| Arista Networks Inc | 1.7 | ||
| Visa Inc | 1.5 | ||
| General Electric Co | 1.5 | ||
| Costco Wholesale Corp /NEW | 1.5 | ||
| GE Vernova Inc | 1.4 | ||
| Cloudflare Inc | 1.3 | ||
| Lilly Eli & Co | 1.3 | ||
| International Business Machines Corp | 1.2 | ||
| CrowdStrike Holdings Inc | 1.2 | ||
| Allstate Corp | 1.1 | ||
| Copart Inc | 1.0 | ||
| Lockheed Martin Corp | 0.9 | ||
| Advanced Micro Devices Inc | 0.9 | ||
| J P Morgan Chase & Co | 0.8 | ||
| Intel Corp | 0.8 | ||
| Freeport McMoran Copper & Gold Inc | 0.7 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 155 | 66.0 |
| (b) Individuals (high net worth individuals) | 57 | 139.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 3 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 948 | 205.4 |
| By Discretionary | ||
| Discretionary | 793 | 202.1 |
| Non-Discretionary | 155 | 3.4 |
| Total | 948 | 205.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 205.4 | |
| Total | 948 | 205.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0001397602] | |
| 13F-HR | [0002056907] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Retail, Research |
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