The Swarthmore Group Inc

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Assets, Funds, Holdings

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The Swarthmore Group Inc
CRD #107056
SEC #801-58069
CIK #0001019531
AUM
Employees 10 (40% Investors, 0% Brokers)
Phone215-557-9300
Address1650 Arch Street
Philadelphia, PA 19103-2029
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
3.02.41.81.20.60.02000200720152023
CIK Period
0001019531
/
Sector Form 13F Holdings Cap ($MM) Value ($MM)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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Type Form D Funds Date Sold ($MM) AUM ($MM)
HF The Rorke Global Fund PLC 2012-03-28 2.1
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 4 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 7 0.3
(h) Charitable organizations 6 0.2
(i) State or municipal government entities 4 0.3
(j) Other investment advisers 0 0.0
(k) Insurance companies 1 0.1
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 5 0.6
(n) Other 0 0.0
Total 45 1.5
By Discretionary
Discretionary 45 1.5
Non-Discretionary 0 0.0
Total 45 1.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1.5
Total 45 1.5
EDGAR Form CIK 2011 - 2023
13F-HR [0001019531]
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