The Wealth Collaborative Inc

Item 5. Fees & Compensation

TWC renders its services on a fee basis, which may include fixed fees and fees based upon assets under
management.

 Wealth Management Fees
 TWC charges a fixed fee for wealth planning and consulting services. These fees are negotiable, but
 fixed fee engagements generally range from $1,500 to $50,000 depending upon the nature and scope
 of the services rendered and the professional rendering of such services. Before engaging TWC to
 provide wealth planning and/or consulting services, a client is required to enter into a written agreement
 with TWC setting forth the terms and conditions of the engagement. Generally, TWC requires one-half
 of the estimated wealth planning/consulting fee payable upon entering the written Agreement. The
 balance is generally due upon delivery or completion of the agreed-upon reports or services.

 Investment Management Fee
 TWC provides investment management services for an annual fee based upon a percentage of the
 market value of the assets being managed by TWC. TWC’s annual fee is exclusive of, and in addition
 to, brokerage commissions, transaction fees, and other related costs and expenses that the client
 incurs. TWC does not, however, receive any portion of these commissions, fees, and costs. TWC’s
 annual fee is prorated and charged quarterly in advance, based upon the market value of the assets
 being managed by TWC on the last day of the previous quarter. The annual fee is negotiable and
 varies between 0.50% and 1.75%, depending on the complexity of the account, market value of the
 assets under management, and the type and scope of investment management services to be
 rendered.

 TWC, in its sole discretion, may negotiate to charge a lesser management fee based upon certain
 criteria (e.g.., anticipated future earning capacity, anticipated future additional assets, the dollar amount
 of assets to be managed, related accounts, account composition, pre-existing client, account retention,
 pro bono activities, etc.).

  Fees Charged by Financial Institutions
As further discussed in response to Item 12 below, TWC generally recommends that clients utilize the
brokerage and clearing services of Charles Schwab & CO., (“Schwab”) as its primary custodian for our
clients’ accounts. By using Schwab as primary custodian, TWC has access to a wide range of products
and services that help us serve our clients, including:
         • Full range of investment products and trading services
         • Technology and service support
         • Wide array of investment account types including retirement accounts, charitable giving, and
           education accounts

 TWC may implement its investment management recommendations only after the client has arranged
 for and furnished TWC with all information and authorization regarding accounts with appropriate
 financial institutions. Financial institutions include, but are not limited to, Schwab and/or any other
 broker--dealer recommended by TWC, broker-dealers directed by the client, trust companies, and
 banks, etc. (collectively referred to herein as the “Financial Institutions”).

 Clients may incur certain charges imposed by the Financial Institutions and other third parties, such as
 fees charged by Independent Managers (as defined above), custodial fees, charges imposed directly
 by a mutual fund or ETF in the account that are disclosed in the fund’s prospectus (e.g., fund
 management fees and other fund expenses), deferred sales charges, odd--lot differentials, transfer
 taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and
 securities transactions. Additionally, clients may incur brokerage commissions and transaction fees for
 assets outside of any wrap fee programs. Such charges, fees, and commissions are exclusive of and in

 addition to TWC’s fee.

 TWC’s Agreement and the separate Agreement with any Financial Institutions may authorize TWC or
 Independent Managers to debit the client’s account for TWC’s fee and to directly remit that
 management fee to TWC or the Independent Managers. Any Financial Institutions recommended by
 TWC have agreed to send a statement to the client, at least quarterly, indicating all amounts disbursed
 from the account, including the amount of management fees paid directly to TWC.

Fees for Management During Partial Quarters of Service
For the initial period of investment management services, the fees are calculated on a pro-rata basis. The
Agreement between TWC and the client will continue in effect until terminated by either party according to
the terms of the Agreement. If a client terminates its client service agreement with TWC, then, unless
stipulated in the client services agreement, TWC’s fees are prorated from the beginning of the billing period
through the date that is 30 days from the date TWC receives written notice of the termination, and any
remaining balance is charged or refunded to the client.

 Clients may make additions to and withdrawals from their account at any time, subject to TWC’s right to
 terminate an account. Additions may be in cash or securities, provided that TWC reserves the right to
 liquidate any transferred securities or decline to accept securities into a client’s account. Clients may
 withdraw account assets on notice to TWC, subject to the usual and customary securities settlement
 procedures. However, TWC designs its portfolios as long-term investments, and the withdrawal of
 assets may impair the achievement of a client’s investment objectives. TWC may consult with its clients
 about the options and ramifications of transferring securities. However, clients are advised that when
 transferred securities are liquidated, they are subject to transaction fees, fees assessed at the mutual
 fund level (i.e., contingent deferred sales charge), and/or tax ramifications.

Item 7. Types of Clients
 TWC primarily serves individuals and business entities engaged in the entertainment industry.

 Minimum Account Size
 As a condition for starting and maintaining a relationship, TWC generally imposes the following
 minimum portfolio size, depending on the Private Client Program Level in which a client invests:

     Level 1: $500,000
     Level 2: $1,000,000
     Level 3: $2,000,000

 TWC, in its sole discretion, may accept clients with smaller portfolios based upon certain criteria
 including, but not limited to, pre-existing or familial relationships, portfolio complexity, anticipated future
 asset deposits or earning capacity, related accounts, account composition, account retention, and pro
 bono activities, etc. TWC only accepts clients with less than the minimum portfolio size if, in the sole
 opinion of TWC, the smaller portfolio size will not cause a substantial increase of investment risk
 beyond the client’s identified risk tolerance. TWC may aggregate the portfolios of family members to
 meet the minimum portfolio size.

 If, however, the total value of an account falls below the respective Level minimum because of

withdrawals by the client, TWC may notify the client of the shortfall and may request a deposit of funds
or securities to restore the account value to the minimum, or risk account closure. If the client does not
replenish the account in case of a shortfall due to withdrawal, TWC may elect to withdraw as the
investment adviser on the account.

Additionally, certain Independent Managers may impose more restrictive account requirements and
varying billing practices than TWC. In such instances, TWC may alter its corresponding account
requirements and/or billing practices to accommodate those of the Independent Managers.