Sunpointe LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one more
written agreements with the Advisor.

A. Fees for Advisory Services
Investment Management and Consulting Services
Investment advisory fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the market value of assets under
management at the end of the prior calendar quarter. Investment advisory fees range up to 1.50%.

Sunpointe offers investment management services for assets under management and investment consulting services
for assets under advisement for a fixed engagement fee ranging from $20,000 to $600,000 per year, charged
quarterly. Fees may be negotiable based on the nature and complexity of the services to be provided and the overall
relationship with the Advisor. Fixed fees charged for assets under management will never exceed the fee schedule
above. Certain legacy engagements may have fees that differ from the above fee schedule. All securities held in
accounts managed by Sunpointe will be independently valued by the Custodian. Sunpointe will conduct periodic
reviews of the Custodian’s valuations to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.

Financial Planning Services
Sunpointe offers financial planning services for a fixed annual engagement fee ranging from $10,000 and up, per
engagement. Fees may be negotiable based on the nature and complexity of the services to be provided and the
overall relationship with the Advisor.

Family Office Services
Sunpointe provides comprehensive wealth planning and administrative coordination services. These services
include liquidity and multi-year budgeting analysis, tax trust and estate coordination, multi-generational charitable
planning, family governance and education sessions, and consolidated performance reporting across legal entities
and account owners. Sunpointe also offers custom investment research and due diligence, as well as direct private
investment activities. In addition to investment advisory fees, a quarterly fixed retainer fee is based on the advisory
fee.

Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or more
Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation from an
Independent Manager. The Advisor will only earn its investment advisory fee as described above. The Advisor will
allocate a portion of the advisory fee collected to the Independent Manager pursuant to the terms of the executed

                                                       Sunpointe, LLC
                                     8301 Maryland Avenue; Suite 300, St. Louis, MO 63105
                                         Phone: (314) 880-0821 * Fax: (314) 551-9147
                                                www.sunpointeinvestments.com

agreement between the Advisor and the Independent Manager. The total blended fee, including the Advisor’s fee
and the Independent Manager’s fee, will not exceed 2.00% annually.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.00% and are billed in
advance pursuant to the terms of the retirement plan advisory agreement. Retirement plan advisory fees are based
on the market value of assets under management at the end of the prior calendar quarter. Fees may be negotiable
depending on the size and complexity of the Plan.

B. Fee Billing
Investment Management and Consulting Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the
Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted from
the Client’s account[s] at the beginning of the respective quarter. The amount due is calculated by applying the
quarterly rate (annual rate divided by 4) to the total assets under management with Sunpointe at the end of the prior
quarter. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of the
investment advisory fee. Clients are urged to also review and compare the statement provided by the Advisor to the
brokerage statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide
written authorization permitting advisory fees to be deducted by Sunpointe and paid directly from their account[s] held
by the Custodian as part of the investment advisory agreement and separate account forms provided by the
Custodian.

Financial Planning Services
Financial planning fees for fixed annual engagements are paid quarterly in advance of each Billing Period, pursuant to
the terms of the financial planning agreement. The amount due is calculated by applying the annual fee divided by
four (4). Sunpointe does not collect advance fees of $1,200 or more for services to be performed six months or
more in the future.

Use of Independent Managers
For Client accounts implemented through an Independent Manager or index fund, the Client’s overall fees will
include Sunpointe’s investment advisory fee (as noted above) plus investment management fees and/or platform
fees charged by the Independent Manager. The Advisor will assume the responsibility for calculating the Client’s
fees and deducting all fees from the Client’s account[s].

Retirement Plan Advisory Services
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Item 7 – Types of Clients

Sunpointe offers investment advisory services to individuals, high net worth individuals, trusts, estates, charitable
organizations, business entities and state-municipal entities. The amount of each type of Client is available on
Sunpointe’s Form ADV Part 1A. These amounts may change over time and are updated at least annually by the
Advisor. Sunpointe generally requires a minimum relationship size of $500,000, which may be reduced at the sole
discretion of the Advisor.