Transform Wealth LLC

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Assets, Funds, Holdings

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Transform Wealth LLC
CRD #283403
SEC #801-107796
CIK #0001682266
AUM $2.5 BB (2024-03-28)
Employees 30 (53% Investors, 0% Brokers)
Phone303-741-2560
Address6400 S Fiddlers Green Circle
Greenwood Village, CO 80111
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($BB)
3.02.41.81.20.60.02009201420192025
Sector Form 13F Holdings Cap ($MM) Value ($MM)
POWL 279.9 240.1
MSFT 1,918,222.4 59.3
AAPL 2,382,844.0 52.3
AVGO 201,282.9 29.8
GOOGL 1,475,138.5 28.4
LRCX 60,793.2 26.2
AMZN 1,092,997.8 26.1
NVDA 399,550.0 22.1
JPM 340,169.2 19.3
XOM 385,508.3 15.2
View All
Holdings by Sector ($MM)
1400112084056028002016201920222025
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 1,224 0.3
(b) Individuals (high net worth individuals) 458 1.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 12 0.5
(h) Charitable organizations 5 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 32 0.0
(n) Other 14 0.3
Total 1,745 2.5
By Discretionary
Discretionary 1,742 2.5
Non-Discretionary 3 0.0
Total 1,745 2.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 2.5
Total 1,745 2.5
EDGAR Form CIK 2011 - 2024
13F-HR [0001682266]
SC 13G [0001682266]
Form 13D/13G Filer Form 13D/13G Subject Filed
Transform Wealth LLC Innovator ETFS Trust [2023-04-04]
Transform Wealth LLC Innovator ETFS Trust [2022-12-05]
Transform Wealth LLC Core Alternative Capital [2022-10-04]
Transform Wealth LLC Innovator ETFS Trust [2022-06-02]
Transform Wealth LLC Innovator ETFS Trust [2022-03-09]
Transform Wealth LLC Innovator ETFS Trust [2021-07-07]
Transform Wealth LLC Innovator ETFS Trust [2021-05-03]
Transform Wealth LLC Innovator ETFS Trust [2021-01-06]
Transform Wealth LLC Innovator ETFS Trust [2020-10-02]
Transform Wealth LLC First Trust Exchange-Traded Fund VIII [2020-09-04]
View All
Comparable Firms State AUM ($BB)
Asset Dedication LLC
CA 2.5
The Renaissance Group LLC
KY 2.5
SYON Capital LLC
CA 2.5
Midland Wealth Advisors LLC
IL 2.5
Redswan PC Inc
TX 2.5
Kellogg Asset Management LLC
WI 2.5
Montag A & Associates Inc
GA 2.5
Krilogy Financial LLC
MO 2.5
Daymark Wealth Partners LLC
OH 2.5
Moors & Cabot Inc
MA 2.5
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