|
⚲
|
| Tri-Ad Capital Management I LLC
✚
|
|
|---|---|
| CRD # | 324364 |
| SEC # | 801-127335 |
| CIK # | |
| AUM | $408.6 MM (2024-06-25) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 760-743-7555 |
| Address | 221 W Crest St, Ste 300 Escondido, CA 92025 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 55 | 325.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 83.0 |
| Total | 56 | 408.6 |
| By Discretionary | ||
| Discretionary | 6 | 28.2 |
| Non-Discretionary | 50 | 380.4 |
| Total | 56 | 408.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 408.6 | |
| Total | 56 | 408.6 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Compass Financial Management LLC
✚
|
FL | 0.4 |
|
Zimmermann Investment Management & Planning LLC
✚
|
PA | 0.4 |
|
Whitener Capital Management Inc
✚
|
NC | 0.4 |
|
Ashton Thomas Securities LLC
✚
|
NY | 0.4 |
|
Keeler & Nadler Financial Planning and Wealth Management LLC
✚
|
OH | 0.4 |
|
Orin Green Financial LLC
✚
|
CA | 0.4 |
|
25 LLC
✚
|
MO | 0.4 |
|
Morris Financial Concepts Inc
✚
|
SC | 0.4 |
|
Measured Wealth Private Client Group LLC
✚
|
NH | 0.4 |
|
Addison Advisors LLC
✚
|
VT | 0.4 |