Tulsa Wealth Advisors Inc

Item 5 - Fees and Compensation

Trinity Strategic Wealth charges fees based on a percentage of assets under management as well as fixed
fees for financial planning only clients, depending on the particular types of services to be provided. The
specific fees charged by Trinity Strategic Wealth for services provided will be set forth in each client’s
agreement.

     A. Financial Planning and Investment Management Services

Fees for Investment Management Services
In providing investment management services pursuant to the Trinity Strategic Wealth Wrap Fee Program,
Trinity Strategic Wealth charges an annual investment management services fee that is agreed upon with
each client and set forth in an agreement executed by Trinity Strategic Wealth and the client. The Trinity
Strategic Wealth Wrap Fee Program investment management fee is based on a percentage of the value of
assets under management and is generally paid quarterly in advance. When a client’s account is opened,
the Trinity Strategic Wealth Wrap Fee Program investment management services fee is billed for the
remainder of the current quarterly billing period and is based on the client’s initial contribution to the client
account. Subsequent quarterly Trinity Strategic Wealth Wrap Fee Program investment management
services fees will be based on the client’s account value as of the last business day of the previous calendar
quarter. If cash or securities, or a combination thereof, amounting to at least $100,000 are deposited to or
withdrawn from a Trinity Strategic Wealth Wrap Fee Program client’s account on an individual business
day in the first two months of the quarter, Trinity Strategic Wealth will (i) assess investment management
services fees to the deposited assets based on the value of the assets on the date of deposit for the pro rata
number of days remaining in the quarter, or (ii) refund prepaid Trinity Strategic Wealth Wrap Fee Program
investment management services fees based on the value of the assets on the date of withdrawal for the pro
rata number of days remaining in the quarter. No additional Trinity Strategic Wealth Wrap Fee Program

Trinity Strategic Wealth                                                    Disclosure Brochure

investment management services fees or adjustments to previously assessed Trinity Strategic Wealth Wrap
Fee Program investment management services fees will be made in connection with deposits or withdrawals
that occur during the last month of the quarter.

There are Trinity Strategic Wealth Wrap Fee Program clients who were clients of personnel of Trinity
Strategic Wealth while such personnel served as investment adviser representatives of an unaffiliated
investment advisory firm. These clients are billed in arrears in accordance with their historical fee schedules
at the unaffiliated investment advisory firm. All new Trinity Strategic Wealth Wrap Fee Program Clients
will be subject to advance fee billing.

For purposes of Trinity Strategic Wealth Wrap Fee Program investment management services fee
calculation, Trinity Strategic Wealth utilizes third party sources, such as pricing services, custodians, fund
administrators, and client-provided sources. For purposes of fee calculation, the asset value of Trinity
Strategic Wealth Wrap Fee Program client accounts include cash and cash equivalents, as well as margined
securities. Trinity Strategic Wealth does not reduce Trinity Strategic Wealth Wrap Fee Program investment
management fees for margin borrowing, regardless of whether the assets are in cash or other securities.
Trinity Strategic Wealth has a financial incentive to recommend that clients borrow money for the purchase
of additional securities for the client’s Trinity Strategic Wealth Wrap Fee Program account managed by
Trinity Strategic Wealth or otherwise not liquidate some or all the assets Trinity Strategic Wealth manages.
Trinity Strategic Wealth addresses this conflict of interest by this disclosure and working to ensure that any
recommendation to a client regarding the use of margin is suitable for the client.

The annual Trinity Strategic Wealth Wrap Fee Program investment management services fee ranges up to
1.75%.

Fees for Financial Planning Services
Clients that are receiving financial planning services only are charged a fixed fee ranging up to $15,000.00,
depending upon the complexity of a client’s plan and services provided. Trinity Strategic Wealth’s financial
planning services are completed upon delivery of the financial plan, and the fixed fee will be charged in full
upon delivery of the completed financial plan. Actual fees charged are clearly outlined in the financial
planning agreement and clients receive invoices reflecting the amount of the fee due and payable. As
referenced above in Item 4, Trinity Strategic Wealth Wrap Fee Program clients are not charged for any
provided financial planning services.

Notwithstanding the foregoing, Trinity Strategic Wealth and the client may choose to negotiate an annual
advisory fee that varies from the ranges set forth above. Factors upon which a different annual advisory
fee may be based include, but are not limited to, the size and nature of the relationship, the services
rendered, the nature and complexity of the products and investments involved, time commitments, and
travel requirements. The advisory fee charged by the Firm will apply to all of the client’s assets under
management, unless specifically excluded in the client agreement. The advisory fee may include the
financial planning services described above. Although Trinity Strategic Wealth believes that its fees are
competitive, clients should understand that lower fees for comparable services may be available from
other sources and firms.

The investment advisory agreement between Trinity Strategic Wealth and the client may be terminated at
will by either Trinity Strategic Wealth or the client upon written notice. Trinity Strategic Wealth does not
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Item 7 - Types of Clients

Trinity Strategic Wealth offers investment advisory services to individuals, including high net worth
individuals, and entities, including, but not limited to, family offices, trusts, estates, private foundations,
and qualified retirement plans. Trinity Strategic Wealth imposes a minimum initial portfolio size of
$25,000 to open a Trinity Strategic Wealth Wrap Fee Program account. However, Trinity Strategic Wealth
reserves the right to accept or decline a potential client for any reason, and may determine to waive the
minimum initial portfolio size, in its sole discretion.

Trinity Strategic Wealth                                                     Disclosure Brochure