Strategic Wealth Group Registered Investment Advisor LLC

Item 5: Fees and Compensation
 Method of Compensation and Fee Schedule
 ASSET MANAGEMENT
 Strategic Wealth Group offers discretionary and non-discretionary asset management
 services to advisory clients. The fees for these services will be based on a fee up to 2.0% of
 assets under management on an annual basis or the Client can elect to have the fees charged
 via a blended fee schedule. Accounts within the same household may be combined for a
 reduced fee. Fees are billed quarterly in advance based on the amount of assets managed as
 of the last business day of the previous quarter. Initial fees for partial quarters are pro-rated.
 Lower fees for comparable services may be available from other sources. The blended fee
 schedule is as follows:
     Portfolio Value                                                 Annual Fee
                   From $0 to $500,000                                  2.0%
               From $500,001 to $1,000,000                             1.75%
              From $1,000,001 to $2,000,000                             1.5%
              From $2,000,001 to $5,000,000                            1.25%
             For any amount over $5,000,000                             1.0%
 This is a blended fee schedule, the asset management fee is calculated by applying different
 rates to different portions of the portfolio. Strategic Wealth Group may group certain related

Client accounts for the purposes of achieving the minimum account size and determining the
annualized fee.
For example, a Client with $3,000,000 under management would pay $46,250 on an annual
basis.
First $500,000 x .02 = $10,000
Next $500,000 x .0.175= $8,750
Next $1,000,000 x .015 = $15,000
Next $1,000,000 x .0125 = $12,500
Strategic Wealth Group may also utilize the services of a Sub-Advisor to manage Clients’
investment portfolios by executing a Sub-Advisor agreement with other registered
investment advisor firms. When using Sub-Advisors, the Client will not pay additional fees.
The Sub-Advisors fees are inclusive of the total fee disclosed by Strategic Wealth Group. Sub-
Advisor directly deducts their portion of the fee separately from Strategic Wealth Group.
In addition, Strategic Wealth Group may utilize a Third Party Asset Manager Program
(TAMP) available through the LPL platform. Additional fees will be incurred if using the
TAMP. LPL fee is an additional annual fee of 0.25% and Parametric charges the following:
                                                                                  Minimum
  Parametric Custom Core                Benchmark                    Fee
                                                                                 Account Size
 Dev World ex-US ADR             MSCI World ex USA                  .28%          $250,000
 Developed Word ADR              MSCI EAFE                          .28%          $250,000
 Developed World ADR             MSCI World                         .33%          $500,000
 Quality Domestic                                                   .33%          $250,000
 US Broad Cap                    Russell 3000                       .28%          $250,000
 US Large Cap                    S&P 500)                           .28%          $500,000
 US Large-Mid Cap Growth         Russell 1000 Growth                .28%          $250,000
 Large-Mid Cap Value             Russell 1000 Value                 .28%          $250,000
 US Midcap 400                   S&P 400                            .28%          $250,000
 US Smallcap 600                 S&P 600                            .28%          $250,000
 US SRI Broad Cap                MSCI KLD 400 Social                .33%          $250,000
The annual fee may be negotiable based upon certain criteria (e.g., historical relationship,
type of assets, anticipated future earning capacity, anticipated future additional assets, dollar
amounts of assets to be managed, related accounts, account composition, negotiations with
Clients, etc.).
Clients may terminate their account within five (5) business days of signing the Investment
Advisory Agreement with no obligation. Clients may terminate advisory services with thirty
(30) days written notice. The client will be entitled to a pro rata refund for the days service
was not provided in the final quarter.
Client shall be given thirty (30) days prior written notice of any increase in fees. Both parties
will acknowledge any increase in fees in writing before any increase in said fees occurs.

ASSETS HELD AWAY

Strategic Wealth Group offers discretionary direct asset management services to advisory
Clients. Strategic Wealth Group charges an annual investment advisory fee based on the total
assets under management of no more than 1.5% annually.
The annual fee is negotiable. The Advisory Fee for the initial period will be paid on a pro rata
basis based on the number of days in the billing period for which services under this
Agreement were provided, in arrears, based on the billing period ending value of the Client’s
managed assets. For all future periods, the Advisory Fee will be assessed and payable each
billing period, in advance, based on the balance of Client’s managed assets as of the prior
period-end, in accordance with the fee schedule listed in the Agreement. By executing this
Agreement, Client is authorizing Strategic Wealth Group to debit its Advisory Fees directly
from one or more of the Client’s Accounts. The Advisory Fee payable for any Held Away
Account will be deducted directly from another Client Account, and if there are insufficient
funds available in another Client Account or Strategic Wealth Group believes that deducting
the Advisory Fee from another Client Account would be prohibited by applicable law, it will
invoice the Client.
No fee adjustment will be made for Account deposits and withdrawals during a billing
period.
In addition to the fees paid to Strategic Wealth Group, investments used in managing the
...

Item 7: Types of Clients
 Description
 Strategic Wealth Group generally provides investment advice to individuals, pension and
 profit sharing plans, trusts, estates, or charitable organizations, corporations or business
 entities.
 Client relationships vary in scope and length of service.
 Account Minimums
 Strategic Wealth Group does not require a minimum to open an account.