Trilogy Capital Inc

ITEM 5 - FEES AND COMPENSATION
Investment Management Fees and Compensation
Trilogy charges a fee as compensation for providing Investment Management services on your account.
These services include advisory and consulting services, sub-advisory, trade entry, investment
supervision, and other account-maintenance activities. Our custodian may charge transaction costs,
custodial fees, redemption fees, retirement plan and administrative fees or commissions. See
Additional Fees and Expenses below for additional details.

In addition, some mutual fund assets deposited in your accounts may have been subject to other mutual
fund annual management and administrative fees as described in the funds’ prospectuses. These fees
are independent of our fees and should be disclosed by the custodian or contained in each fund’s
prospectus. You should also note that fees for comparable services vary and lower fees for comparable
services may be available from other sources.

The Advisory Fees will be calculated and paid to our firm each calendar month in arrears based on the
average daily value of the Portfolio during the previous calendar month (calculated based on the
Portfolio’s value at the end of each day). Under the average daily balance method, each day’s balance
for the month is summed then divided by the number of days in the month, to compute the average
daily balance. The average daily balance is then multiplied by the monthly portion of the annual fee to
determine the monthly fee due. Fees are assessed on all assets under management, including
securities, cash, and money market balances. Margin balances are included as part of assets under
management for purposes of calculating Trilogy Capital’s advisory fee.

In the event of termination, any paid but unearned fees will be promptly refunded to the Client based on
the number of days that the Portfolio was managed, and any fees due to Trilogy Capital will be deducted
from the Client’s account prior to termination.

For purposes of this fee calculation, “value of the Portfolio” means the sum of the fair market value of
all of the holdings in the Portfolio. Equity securities listed or traded on a national securities exchange
or quoted on the over-the-counter market are valued at the last sales price on the day of valuation or, if
no sale price is reported, at the last bid price.

Trilogy Capital’s maximum investment advisory fee is 2.00%. The specific advisory fees are set forth in
your Investment Advisory Agreement. Fees may vary based on the size of the account, complexity of
the portfolio, extent of activity in the account or other reasons agreed upon by us and you as the client.
In certain circumstances, our fees and the timing of the fee payments may be negotiated.

At our discretion, we will aggregate asset amounts in accounts from your same household together to
determine the advisory fee for all your accounts. We may do this, for example, where we also service
accounts on behalf of your minor children, individual and joint accounts for a spouse, and/or other types
of related accounts. This consolidation practice is designed to allow you the benefit of an increased
asset total, which could potentially cause your account(s) to be assessed a lower advisory fee based
on the asset levels available in our fee schedule.

The Generational Wealth Program allows related client households to be linked solely for purposes of
determining advisory fee breakpoints. Advisory services are provided at the individual household level.

14 | P a g e                   Trilogy Capital ADV Part 2A Brochure July 2026

Asset aggregation is used exclusively to determine the applicable fee tier and does not impact account
ownership, management, or control. Participation is not automatic and must be requested by the client
or advisor and approved the Firm’s Compliance Department.

The independent qualified custodian holding your funds and securities will debit your account directly
for the advisory fee and pay that fee to us. You will provide written authorization permitting the fees to
be paid directly from your account held by the qualified custodian. Further, the qualified custodian
agrees to deliver an account statement at least quarterly directly to you indicating all the amounts
deducted from the account including our advisory fees. See Item 15 for details. At our discretion, you
may pay the advisory fees by check. You are encouraged to review your account statements for
accuracy.

There may be a possibility for price or account value discrepancies due to month-end transactions in
an account. Dividends or trade date settlements may occur, and our third-party billing software may
report a slight difference in account valuation at month end compared to what is reported on your
Statement from the Custodian.

Either Trilogy or you may terminate the management agreement immediately upon written notice to the
other party. The management fee will be pro-rated to the date of termination, for the month in which
the cancellation notice was given and any earned fees will be billed to your account. Upon termination,
you are responsible for monitoring the securities in your account, and we will have no further obligation
to act or advise with respect to those assets.

Fees for Sub-Advisory relationships
As discussed in Item 4 above, there are occasions where Manager acts in a sub-advisor capacity to our
Firm. Under this arrangement, the Manager invests the assets based upon the parameters provided by
our Firm. Depending on the agreement with the Manager, the total advisory fee will be collected by the
custodian and the portion of the advisory fee is sent to the Manager and our Firm. This total fee includes
our Firm’s portion of the investment advisory fee as well as the Manager’s fee. The fee billed is defined
in the relevant Discretionary Investment Management Agreement as well as in the individual Form ADV
Filing of the respective Manager.
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ITEM 7 - TYPES OF CLIENTS
We provide investment advice to individuals, high-net-worth individuals, families, small businesses,
pensions, foundations, trusts and estates. Our minimum initial account value is $5,500; however, we
may accept accounts for less than the minimum.
Our Retirement Plan Services are available to clients that are sponsors or other fiduciaries to plans,
including 401(k), 457(b), 403(b) and 401(a) plans. Plans include participant-directed defined
contribution plans and defined benefit plans. Plans may or may not be subject to ERISA.