Trippon Wealth Management Group LLC

Item 5           Fees and Compensation

   A. The client can determine to engage the Registrant to provide discretionary and/or non-
      discretionary portfolio management services on a fee basis.

         PORTFOLIO MANAGEMENT SERVICES
         The client can determine to engage the Registrant to provide discretionary and/or non-
         discretionary portfolio management services on a negotiable fee basis. The Registrant’s
         annual portfolio management fee is based upon a percentage (%) of the market value of the
         assets placed under the Registrant’s management (generally between 1.50% and 2.00%) as
         follows:

                   Market Value of Portfolio                % of Assets
                   Under $1,000,000                           2.00%
                   Next $1,000,000                            1.75%
                   Over $2,000,000                            1.50%

         The Registrant generally requires a minimum asset level of $500,000.00 for portfolio
         management services. The Registrant, in its sole discretion, may charge a lesser portfolio
         management fee and/or reduce or waive its minimum asset requirement based upon certain
         criteria (i.e. anticipated future earning capacity, anticipated future additional assets, dollar
         amount of assets to be managed, related accounts, account composition, negotiations with
         client, etc.) on any billing or client agreement. Clients may make additions or withdrawals
         from the accounts, provided their accounts continue to meet the $500,000.00 minimum
         referenced above. Additional account deposits or partial withdrawals will be charged fees
         or credited fees on a pro-rata fee based upon the number of days remaining in the then
         current calendar quarter.

   B. Clients may elect to have the Registrant’s advisory fees deducted from their custodial
      account. Both Registrant’s Portfolio Management Agreement and the custodial/ clearing
      agreement may authorize the custodian to debit the account for the amount of the
      Registrant’s portfolio management fee and to directly remit that management fee to the
      Registrant in compliance with regulatory procedures. In the limited event that the
      Registrant bills the client directly, payment is due upon receipt of the Registrant’s invoice.
      The Registrant shall deduct fees and/or bill clients quarterly in advance, based upon the
      market value of the assets on the last business day of the previous quarter.

   C. As discussed below, unless the client directs otherwise or an individual client’s
      circumstances require, the Registrant shall generally recommend that Raymond James &
      Associates, Inc., member New York Stock Exchange / SIPC (“RJ&A”) serve as the broker-
      dealer/custodian for client portfolio management assets. Broker-dealers such as RJ&A

         charge brokerage commissions and/or transaction fees for effecting certain securities
         transactions (i.e. transaction fees are charged for certain no-load mutual funds,
         commissions are charged for individual equity and fixed income securities transactions).
         In addition to the Registrant’s portfolio management fee, brokerage commissions and/or
         transaction fees, clients will also incur, relative to all mutual fund and exchange traded
         fund purchases, charges imposed at the fund level (e.g. internal management fees and other
         fund expenses). The Registrant does not receive any part of the brokerage commissions
         and/or transactions fees charged by broker-dealers/custodians.

   D. The Portfolio Management Agreement between the Registrant and the client will continue
         in effect until terminated by either party by written notice in accordance with the terms of
         the Portfolio Management Agreement. Upon termination, the Registrant shall refund the
         pro-rated portion of the advanced advisory fee paid based upon the number of days
         remaining in the billing quarter. Clients may terminate the Agreement within five (5)
         business days of signing the Agreement, without penalty or fee.

         PENSION CONSULTING SERVICES
         The Registrant’s annualized fee for pension consulting services is 0.50% of the plan assets
         for which the Registrant is providing such consulting services. Fees are non-negotiable.
         Ongoing asset-based fees are calculated based on a percentage of Plan assets under
         management and billed quarterly in arrears. The quarter-end Plan assets under
         management are defined as plan assets on the last trading day of the quarter.

   E. Neither the Registrant nor its representatives accept compensation from the sale of
      securities or other investment products, nor does the Registrant receive any 12b-1 fees from
      mutual fund purchases.

Item 7           Types of Clients

         The Registrant’s clients shall generally include individuals, high net worth individuals,
         pension and profit-sharing plans, and business entities. The Registrant generally requires
         a minimum asset level of $500,000.00 for portfolio management services. The Registrant,
         in its sole discretion, may charge a lesser portfolio management fee and/or reduce or waive
         its minimum asset requirement based upon certain criteria (i.e. anticipated future earning
         capacity, anticipated future additional assets, dollar amount of assets to be managed, related
         accounts, account composition, negotiations with client, etc.) on any billing or client
         agreement. Beginning in 2021, the firm has begun providing advisory services to employer
         sponsored retirement plans. Client accounts from the same household will be combined for
         meeting account minimum requirements and fee billing purposes unless otherwise
         instructed by the client.