|
⚲
|
| UCAP Asset Management LLC
✚
|
|
|---|---|
| CRD # | 170846 |
| SEC # | 801-79625 |
| CIK # | |
| AUM | $190.0 MM (2023-03-31) |
| Employees | 12 (75% Investors, 92% Brokers) |
| Phone | 646-809-3600 |
| Address | 1221 Brickell Avenue Miami, FL 33131 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 110 | 21.4 |
| (b) Individuals (high net worth individuals) | 64 | 74.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 85 | 94.1 |
| (n) Other | 0 | 0.0 |
| Total | 258 | 190.0 |
| By Discretionary | ||
| Discretionary | 256 | 187.6 |
| Non-Discretionary | 2 | 2.4 |
| Total | 258 | 190.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 120.3 | |
| United States Persons | 69.7 | |
| Total | 258 | 190.0 |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
UCAP Asset Management LLC
✚
|
FL | 0.2 |
|
ADI Dassler Family Office LLC
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Professional Financial Services Inc
✚
|
SD | 0.2 |
|
IFS Advisors Inc
✚
|
FL | 0.2 |
|
Pan Global Advisers LLC
✚
|
CA | 0.2 |
|
Westbourne Investments Inc
✚
|
VA | 0.2 |
|
Breen Wealth Management LLC
✚
|
CA | 0.2 |
|
DRH Investments Inc
✚
|
CA | 0.2 |
|
APS Wealth Management LLC
✚
|
NY | 0.2 |
|
Transition Financial Advisors Group Inc
✚
|
AZ | 0.2 |
|
Ironwood Wealth Management Inc
✚
|
WV | 0.2 |
|
Delta Capital Management LLC
✚
|
NJ | 0.2 |