|
⚲
|
| Keyboard |
| UCAP Asset Management LLC
✚
|
|
|---|---|
| CRD # | 170846 |
| SEC # | 801-79625 |
| CIK # | |
| AUM | 208.2 M (2026-03-27) |
| Employees | 14 (50% Investors, 64% Brokers) |
| Phone | 646-809-3600 |
| Address | 1221 Brickell Avenue Miami, FL 33131 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 9 | 2.4 |
| (b) Individuals (high net worth individuals) | 88 | 62.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 92 | 143.6 |
| (n) Other | 0 | 0.0 |
| Total | 184 | 208.2 |
| By Discretionary | ||
| Discretionary | 168 | 178.7 |
| Non-Discretionary | 16 | 29.5 |
| Total | 184 | 208.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 170.7 | |
| United States Persons | 37.6 | |
| Total | 184 | 208.2 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Related Firms | State | AUM |
|---|---|---|
|
UCAP Asset Management LLC
✚
|
FL | 208.2 M |
|
ADI Dassler Family Office LLC
✚
|
NY |
| Comparable Firms | State | AUM |
|---|---|---|
|
Southcol Advisors LLC
✚
|
FL | 208.7 M |
|
Clarity Wealth Development LLC
✚
|
OR | 208.6 M |
|
Blum Financial LP
✚
|
TX | 208.6 M |
|
O'Connell Investment and Insurance Services LLC
✚
|
OR | 208.4 M |
|
Ponta Wealth Partners LLC
✚
|
FL | 208.4 M |
|
SFC Financial LLC
✚
|
MO | 208.3 M |
|
Alere Planning LLC
✚
|
208.0 M | |
|
Fulcrum Wealth Advisors LLC
✚
|
WA | 208.0 M |
|
Deseranno Corporation
✚
|
MI | 208.0 M |
|
Guardsman Private Capital Management Inc
✚
|
FL | 207.9 M |