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| Happy Holidays!! thanks for using AUM13F!! |
| UCAP Asset Management LLC
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|---|---|
| CRD # | 170846 |
| SEC # | 801-79625 |
| CIK # | |
| AUM | $165.9 M (2025-06-10) |
| Employees | 10 (70% Investors, 70% Brokers) |
| Phone | 646-809-3600 |
| Address | 1221 Brickell Avenue Miami, FL 33131 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 33 | 4.4 |
| (b) Individuals (high net worth individuals) | 67 | 59.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 78 | 101.8 |
| (n) Other | 0 | 0.0 |
| Total | 178 | 165.9 |
| By Discretionary | ||
| Discretionary | 160 | 139.3 |
| Non-Discretionary | 18 | 26.6 |
| Total | 178 | 165.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 165.9 | |
| United States Persons | 0.0 | |
| Total | 178 | 165.9 |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
UCAP Asset Management LLC
✚
|
FL | 0.2 |
|
ADI Dassler Family Office LLC
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Wesbanco Securities Inc
✚
|
OH | 0.2 |
|
Schrum Private Wealth Management LLC
✚
|
FL | 0.2 |
|
TTG Financial Inc
✚
|
OH | 0.2 |
|
Togwotee CIO LLC
✚
|
0.2 | |
|
Steeloaks Investment Advisers Inc
✚
|
WV | 0.2 |
|
O'Connell Investment and Insurance Services LLC
✚
|
OR | 0.2 |
|
Dowling Financial Services Inc
✚
|
CT | 0.2 |
|
Northavenue LLC
✚
|
OH | 0.2 |
|
Southcol Advisors LLC
✚
|
FL | 0.2 |
|
Garlikov Advisors Inc
✚
|
OH | 0.2 |