Ultra Advisory Group LLC

Item 5 – Fees and Compensation
5a, b, c & d: Fee Schedules, Payments & Options
Investment Management

Our Maximum fee is 1.25% of assets under management. Our standard fees are shown in the table below:

               Assets Under Management                                    Annual Fee as Percent

                 $0-$999,999                                                 1.25%

                 $1,000,000 - $1,999,999                                     1.00%

                 $2,000,000 - $9,999,999                                     0.75%

                 $10,000,000 - $19,999,999                                   0.50%

                 $20,000,000 - $29,999,999                                   0.40%

                 $30,000,000 - $39,999,999                                   0.35%

                 $40,000,000 - $49,999,999                                   0.30%

                 $50,000,000 and above                                       0.25%

Fees are negotiable. Fees may be lower based on a number of factors, including:
    • Size of the relationship – Larger accounts may receive more favorable pricing.
    • Accounts within the same household will be combined under a signed householding form for a reduced fee
         unless the client instructs otherwise.
    • Loyal long-term clients may retain legacy pricing from their original agreements.
    • Our employees and their family related accounts are charged a reduced fee for services.
    • Matching Bonafide competitor fees.

For purposes of determining value, securities and other instruments traded on a market for which actual transaction
prices are publicly reported are valued at the last reported sale price on the principal market in which they are traded.
If the investments are not managed assets, they are not included in Ultra Advisory Group’s fee calculation.

Compensation for our services will be calculated in accordance with what is set in the client agreement. We may modify
the terms of any agreement by written changes submitted to the client for signature. Changes excluding fee reductions
will not become effective until after the client has agreed to the change in writing. While we strive to maintain
competitive fees, the same or similar services may be available from other firms at higher or lower fees.

Ultra Advisory Group requires written authorization from the client to deduct advisory fees from an account held by a
qualified custodian. Ultra Advisory Group fees are paid from your account by the custodian when we submit an invoice
to them. At the same time, Ultra Advisory Group sends the qualified custodian written notice of the amount of the fee
to be deducted from the client’s account. The invoice will contain the name of the custodian on the invoice. We strongly
urge you to compare our invoices with the fees listed in the custodian account statements.

Invoicing includes fee arrangements with third-party investment advisers when the third-party adviser sends invoice
information, which includes Ultra Advisory Group’s advisory fee. If any invoice information relating to Ultra Advisory
Group’s advisory fees is missing, Ultra Advisory Group will provide the missing information.

Ultra Advisory Group fees are paid quarterly in advance as indicated in your investment advisory agreement based on
the value as of the last business day of the prior quarter. Our fee is determined by taking the percentage rate we charge,
divided by four, times the market value of the account. The market value is the sum of the values of all managed assets
in the account, not adjusted by any margin debit.

In cases where there are partial fees at the commencement or termination of our agreement, they will be billed or
refunded on a pro-rated basis contingent on the number of days the account was open. Quarterly fee adjustments for
additional assets received into the account during a quarter or for partial withdrawals will also be provided on the above
pro rata basis. If there is insufficient cash in your account to pay your fees, securities in your portfolio may be sold to
pay our fee.
In addition to our fees, there may be custodial, mutual fund, 12b-1 fees or similar third-party management fees and
charges. See 5c: Third Party Fees below.

Sub-Advised Programs.
As discussed in Item 4 above, there are occasions where an independent Third-Party Money Manager (“manager”) acts
as a sub-adviser to our firm. In those circumstances, the manager manages the assets based upon the parameters
provided by our firm. The client will not engage the subadvisor directly; the client’s advisory relationship remains with
Ultra Advisory Group as set forth in the client’s Investment Advisory Agreement. Sub-advisers charge separate fees for
the services provided. A separate fee is charged by Ultra Advisory Group for portfolio monitoring, oversight and ongoing
due diligence on the manager. See Item 4 for other services provided by Ultra Advisory Group when utilizing subadvisors.

The total advisory fee may be collected from the custodian by our firm. Alternatively, the manager fee may be collected
separately from the custodian. The total fee will include our firm’s portion of the investment advisory fee as well as the
manager’s fee. Fees charged by the managers range from 0% to 1.0%. Clients may be able to go to the sub-adviser
directly for advisory services.

Ultra Advisory Group may at any time terminate the relationship with a manager that manages your assets. Ultra
Advisory Group will notify you of instances where we have terminated a relationship with any manager you are investing
with. Ultra Advisory Group will not conduct ongoing supervisory reviews of the manager following such termination.
Factors involved in the termination of a manager may include a failure to adhere to their stated management style or
your objectives, a material change in the professional staff of the manager, unexplained poor performance, unexplained
...

Item 7 – Types of Clients
Ultra Advisory Group generally provides asset management and financial planning services to the following types of
clients:
      Individuals
      High-Net-Worth Individuals
      Pension and Profit Sharing Plans
      Trusts
      Estates
      Charitable Organizations
      Corporations
      Individuals

Minimum Account Size: Ultra Advisory Group does not have an account minimum.