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⚲
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| UMA Financial Services Inc
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|
|
|---|---|
| CRD # | 106043 |
| SEC # | 801-63664 |
| CIK # | 0001795173 |
| AUM | $1.3 BB (2023-03-28) |
| Employees | 14 (50% Investors, 0% Brokers) |
| Phone | 801-747-0800 |
| Address | 310 East 4500 South Salt Lake City, UT 84107 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 12.9 | |
| MSFT | 1,918,222.4 | 4.0 | |
| HQY | 5,494.0 | 3.8 | |
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 804 | 198.9 |
| (b) Individuals (high net worth individuals) | 267 | 658.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 43 | 468.7 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5,064 | 1,326.5 |
| By Discretionary | ||
| Discretionary | 2,648 | 857.8 |
| Non-Discretionary | 2,416 | 468.7 |
| Total | 5,064 | 1,326.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,326.5 | |
| Total | 5,064 | 1,326.5 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001795173] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Brokers International Financial Services LLC
✚
|
IA | 1.4 |
|
Hub Investment Advisors Inc
✚
|
NE | 1.3 |
|
The Fiduciary Group LLC
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GA | 1.3 |
|
TPG Financial Advisors LLC
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|
OR | 1.3 |
|
Aprio Wealth Management LLC
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|
GA | 1.3 |
|
Marcellus Investment Managers Private Limited
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1.3 | |
|
Advisors' Pride Inc
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|
WI | 1.3 |
|
Cooper Financial Group
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|
CA | 1.3 |
|
AXIA Advisory Corp
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IN | 1.3 |
|
Wright Investors Service Inc
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|
CT | 1.3 |