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| Keyboard |
| Cooper Financial Group
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|---|---|
| CRD # | 111458 |
| SEC # | 801-61944 |
| CIK # | 0001214659, 0001751581 |
| AUM | 2,852.5 M (2026-06-15) |
| Employees | 53 (94% Investors, 94% Brokers) |
| Phone | 800-516-5333 |
| Address | 9870 Research Drive Irvine, CA 92618 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) |
|---|---|---|
| Nvidia Corp | 47.7 | |
| Apple Inc | 47.1 | |
| Amazon Com Inc | 27.2 | |
| Broadcom Inc | 24.2 | |
| Alphabet Inc | 22.8 | |
| Microsoft Corp | 22.1 | |
| Tesla Motors Inc | 15.8 | |
| Alphabet Inc | 9.5 | |
| Micron Technology Inc | 9.1 | |
| Facebook Inc | 8.2 |
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,833 | 1.2 |
| (b) Individuals (high net worth individuals) | 546 | 1.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 49 | 0.0 |
| (h) Charitable organizations | 6 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 48 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 7,111 | 2.9 |
| By Discretionary | ||
| Discretionary | 7,111 | 2.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7,111 | 2.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.8 | |
| Total | 7,111 | 2.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001751581] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Clients | 56 (1 non-US) |
| Serves | Institutional, Retail, Research |
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