Underdog Wealth Management LLC

Item 5 - Fees and Compensation
UnderDog Wealth Management, LLC may be compensated in the following ways:

Wealth Management Fees
UnderDog Wealth Management, LLC charges a fee as a percentage of client assets managed by the Firm for
wealth management services. The maximum fee for the Firm's wealth management service is 1.75% annually.
Fees are based on the scope and complexity of the services provided and are negotiable.

Fees are generally billed monthly in arrears and are based upon the market value of assets under management
as of the last business day of the prior billing period. UnderDog Wealth Management, LLC may deduct advisory
fees directly from client accounts maintained with a qualified custodian when authorized by the client in writing.

When advisory fees are deducted from client accounts:

•   The client provides written authorization permitting fee deduction from the account.
•   The qualified custodian sends account statements directly to the client at least quarterly showing all account
    activity, including advisory fee deductions.
•   The Firm provides invoices or fee information showing the fee amount, value of assets on which the fee was
    based, and the calculation methodology.

No advisory fees are based on capital gains or capital appreciation of client assets. No fee is paid more than six
months in advance.

Existing clients may have different fee arrangements. Certain clients may negotiate a lesser fee based on
circumstances including, but not limited to, account size, complexity, household relationships, and services
provided. At the Firm's discretion, accounts belonging to members of the same household may be aggregated
for purposes of determining the advisory fee.

                     UnderDog Wealth Management, LLC | Form ADV Part 2A Brochure | 7

Financial Planning and Consulting Fees
UnderDog Wealth Management, LLC charges an hourly fee of $250 per hour for personalized financial planning
services. An estimate will be provided before beginning the project. Fees are generally payable when the
financial plan is presented. Hourly fees are negotiable.

The Firm may also provide miscellaneous or special project services on an hourly or time-and-expense basis.
An estimate will be provided before beginning the project. Fees are generally payable after completion of the
project and are negotiable.

Other Fees and Expenses
Clients are under no obligation to accept or follow recommendations made by UnderDog Wealth Management,
LLC or to effect transactions through the Firm or related persons. Clients may be able to purchase certain
recommended funds or investment products outside of UnderDog Wealth Management, LLC without incurring
the Firm's advisory fees.

Clients may incur charges imposed by third parties in addition to advisory fees charged by UnderDog. Such
charges may include brokerage commissions, transaction fees, custodial fees, mutual fund and ETF
management fees and operating expenses, 12b-1 fees, deferred sales charges on previously purchased mutual
funds, IRA fees, retirement plan recordkeeping fees, and other fees and expenses.

UnderDog Wealth Management, LLC does not share in transaction fees charged by custodians. Item 12
describes the factors the Firm considers in selecting or recommending custodians and broker-dealers and
evaluating the reasonableness of compensation and costs.

Retirement Accounts
UnderDog is a fiduciary when providing certain services to retirement plans subject to ERISA or Section 4975 of
the Internal Revenue Code, and to IRAs under the Internal Revenue Code. As a fiduciary, UnderDog is subject
to specific duties and obligations, including restrictions on certain forms of compensation and a duty to avoid
non-exempt prohibited transactions.

Retirement plan and IRA clients pay fees based on a negotiated fee schedule. Fees are payable in arrears on
the frequency and in the manner described in the agreement with the client, custodian, plan, or IRA. To avoid
non-exempt prohibited transactions, UnderDog will offset the negotiated advisory fee by any other cash
compensation, such as commissions or 12b-1 fees, received with respect to the retirement plan or IRA.

Item 7 - Types of Clients
UnderDog Wealth Management, LLC focuses on providing services to individuals and families. The Firm may
also provide services to businesses, qualified retirement plans, and IRAs.