United Advisor Group LLC

Item 5: Fees and Compensation
Investment Management Fees
We offer our services on a fee-only basis. Fees are negotiated based on the scope of services, asset
size, planning complexity and other needs as discussed between your Advisor and you. All agreed upon
fee amounts, billing frequencies, and billing calculation types are memorialized in the UAG Investment
Advisory Agreement you have with us. Our annual investment management fee amount will not exceed
2.00%.

UAG ADV2A
04/2026

Investment management fees will be invoiced to the Custodian of record and debited from the Client’s
Account(s) as soon as practicable but no earlier than the first five days of the billing month. When an
Account is opened during the billing cycle, UAG’s management fee will be prorated based on the
number of days that the Account was open. In the event that UAG’s services are terminated mid-billing
period, the management fee will be prorated based on the number of days that the Account was open
and will be due to UAG by the Client upon termination of UAG’s services. Any prepaid management fee
will be prorated based on the number of days the Account was open and will be reimbursed to the client
upon termination of UAG’s services, provided the amount owed to Client is at least $2.00 or more.
UAG may amend the client’s fee schedule at any time by giving thirty (30) days advanced written notice
to Client.
Should Client have more than one account managed by UAG, UAG may elect at its sole discretion to
aggregate the Client’s accounts for the purpose of computing management fees.
When assets are allocated to an affiliated asset manager or Third-Party Adviser, UAG shall charge a fee
for its allocation, advisement, and recommendations based on the Client’s assets under management.
Client acknowledges that the advisory fees assessed will vary dependent upon the affiliated asset
manager or Third-Party Adviser selected, the size of the Account(s) and the services provided. The Client
will be responsible for paying any investment management fees or platform provider fees, which are
separate and distinct from UAG’s asset management fees and are disclosed in the Client Fee
Disclosure, unless agreed to separately in writing. For information regarding a Third-Party Advisers’
minimum account size, requirements, management services and associated advisory and referral fees
please refer to the Third-Party Adviser’s client disclosure brochure and other Third-Party Adviser
materials.
Consulting Fees
Financial Planning, Retirement Planning, Financial Education & Family Office Services
Consulting Services fees are payable as agreed upon with the Client. UAG reserves the right to negotiate
the respective fee, taking into consideration several factors, including, for example, the nature and
complexity of the services to be provided and the overall relationship with the Firm. Consulting fees are
invoiced by the Firm and are due upon receipt of the invoice or as otherwise agreed upon between the
Client and UAG.
Advisory Services to Brokerage Customers
UAG receives an advisory fee based on the Assets Under Management from Brokerage Customers who
have provided written consent to a broker-dealer to receive the investment advisory services from us
and have entered into a written advisory contract with UAG. The advisory fee is calculated in advance
based on the value of the Assets Under Management from Brokerage Customers as of the end of the
previous quarter. The maximum advisory fee will not exceed 1% annually. This advisory fee is paid by the
broker-dealer and is not charged to the client separately.
Other Fees
IARs of UAG utilize various technology platforms including third party back office support platforms
which have additional fees associated with them. Your IAR will disclose any additional fees associated
with their use of any such technology in your Investment Advisory Agreement. For more information
regarding third party back office platforms please see Item 10 of this brochure.

UAG ADV2A
04/2026

Item 7: Types of Clients
UAG offers advisory services primarily to individuals, small businesses, trusts, charities and broker-
dealers. We do not have a minimum account size but each Office or IAR may impose their own
minimums as appropriate for the service they provide.