Pinkerton Wealth LLC

Item 5 – Fees and Compensation

    A. Methods of Compensation and Fee Schedule

     Asset Management Services

The annual investment advisory fee charged shall vary up to 2.0% of the assets held in the account and is
determined by the market value of the account, asset types, the client’s financial situation and trading activity, and
is negotiable with the client. The fees will be computed in the following manner and charged quarterly in advance:

Basis point charge X market value of assets X actual number of days/365 days. Fee adjustments for contributions
to or withdrawals from a client’s portfolio are prorated for the quarter in which the change occurs.
Prior to engaging PW to provide investment management services, the client will be required to enter into a formal
investment advisory agreement with PW setting forth the terms and conditions, including the amount of
investment advisory fees, under which PW shall manage the client’s assets, and a separate custodial/clearing
agreement with the custodian.

     Use of its Affiliate, True Freedom, LLC Starship TAMP: PW may allocate client investment assets to one or
     more model portfolios managed by its affiliate, True Freedom, LLC, within the Starship TAMP, which is
     administered through Orion Townsquare’s technology platform. For this service, clients may be charged a
     maximum sub-adviser fee of 0.8% by True Freedom, LLC, which includes a 0.06% fee for outsourced trading.
     These fees are in addition to the client’s PW advisory fees and will be shown on the client’s custodian
     statements as two separate line items: one will be the PW advisory fee; the second will be shown as “Other
     Fees,” which includes the True Freedom, LLC sub-adviser fee and the Townsquare billing and trading
     administrative fee. PW and True Freedom, LLC’s fees are negotiable and will be calculated pursuant to the
     methodology described above.

     Financial Planning Services

Financial planning services may be billed on an hourly or fixed-fee basis. Hourly fees generally range from $50 to
$400 per hour. Fixed fee arrangements typically range between $500 and $150,000. The exact fee and
arrangement charged to an individual client is determined by factors such as the depth and detail of services
needed, the complexity of the client’s situation, the actual topics included, and the associated person providing
the service.

PW will estimate the number of hours needed when billing on an hourly basis. The estimate will be provided to the
client prior to beginning work on the project. Fixed fees are also quoted prior to commencement of work. In the
event PW exceeds the estimate, PW will contact the client to receive approval from the client prior to completing
additional work.

Fees for ongoing financial planning services will be billed either monthly or quarterly, in arrears, with payment due
upon the client’s receipt of a billing statement from PW. Prior to beginning any services, PW will provide the client
with an estimate of the amount of hours required to complete the specific service to be provided. In the event PW
exceeds the estimated time, it will contact the client for approval to continue services. Depending on the scope of
a particular project, PW may require a fee of up to 100% of the estimated hourly charge to be paid in advance,

PW                                                                                      Disclosure Brochure

with the remaining portion due at the end of the month or quarter or upon completion of the project if completed
after the end of the billing period. In such an event, PW will complete its services within six months of being
engaged.

Fees for one-time financial planning projects are due and payable after completion of the consultation services or
presentation of the financial planning document. Depending on the scope of a particular project, PW may require
a fee of up to 100% of the quoted fixed fee to be paid in advance with the remaining portion due upon completion.
In such an event, PW will complete its services within six months of being engaged. It should be noted that lower
fees for comparable financial planning services may be available from other sources.

     Estate Planning through Wealth.com

PW charges a one-time fee ranging between $1,000 and $2,000 for this service. This fee is negotiable.

     Qualified and ERISA Plan Consulting Services

Clients pay one fee to PW for this service that covers the services provided by PW and the investment
management services provided by PW. The actual fee charged to each client will be determined with the client
and detailed in the agreement for services. Annual fees are divided into quarterly payments and billed to the client
on a typically quarterly basis, and occasionally monthly basis. Fees are due upon the client’s receipt of the billing
notice. For asset-based fees, the fee will be calculated quarterly and based on the value of the Plan’s assets at
the end of each quarter. Annual fixed fees are divided into equal quarterly payments. When fees are based on the
total market value of the Plan, the fee shall not exceed 1.20% annually of the Plan’s value.

Certain expenses incurred by PW in order to perform the agreed upon Plan services will be considered outside of
the standard fee for services described above and will be billed directly to client in addition to the agreed upon
service fee indicated. Any outside expenses that clients may be responsible for will be described in the agreement
for services.

In addition to the fees paid directly to PW, the client will also incur charges imposed at the mutual fund or
exchange traded fund level (e.g., advisory fees and other fund expenses) and charges imposed by the Plan
custodian. Brokerage commissions and/or transaction ticket fees charged by the custodian will be billed directly to
the client by the custodian. We do not receive any portion of such brokerage commissions or transaction fees
...

Item 7 – Types of Clients

PW generally provides investment advice to the following types of clients.
▪    Individuals
▪    High-Net Worth Individuals
▪    Pension and profit sharing plans
▪    Trusts, estates, or charitable organizations
▪    Corporations or business entities other than those listed above

Minimum Investment Amounts Required: For PW’s Comprehensive Wealth Management, the minimum
household account size is $500,000. For Family Office services, the minimum family household size is

PW                                                                                     Disclosure Brochure

$5,000,000. For 401k clients, the minimum plan size is $2,000,000. PW, in its sole discretion, may waive the
required minimums.