UniWealth Advisors Inc

Item	5	–	Fees	and	Compensation

Uniwealth	Advisors,	Inc.	will	charge	for	the	management	of	the	investment
portfolios	either	fees	based	on	a	percentage	of	the	value	of	the	assets	under
management	or	a	fixed	fee.

The	maximum	fee	will	be	1%	(One	percent).

All	fees	are	subject	to	negotiation.

The	specific	way	in	which	fees	are	charged	by	Uniwealth	Advisors,	Inc.	is	established
in	a	client’s	written	agreement	with	Uniwealth	Advisors,	Inc.	Uniwealth	Advisors,
Inc.	will	generally	bill	its	fees	on	a	quarterly	basis.	Clients	will	be	billed	in	arrears
each	calendar	quarter	unless	specifically	indicated.	Clients	may	elect	to	be	billed
directly	for	fees	or	to	authorize	Uniwealth	Advisors,	Inc.	to	directly	debit	fees	from
client	accounts.	Accounts	initiated	or	terminated	during	a	calendar	quarter	will	be
charged	a	prorated	fee.		Upon	termination	of	any	account,	any	prepaid,	unearned
fees	will	be	promptly	refunded,	and	any	earned,	unpaid	fees	will	be	due	and	payable.

Fixed	fees	are	generally	billed	monthly	during	or	after	the	month	end.

Uniwealth	Advisors,	Inc.’s	fees	are	exclusive	of	brokerage	commissions,	transaction
fees,	and	other	related	costs	and	expenses	which	shall	be	incurred	by	the	client.
Clients	may	incur	certain	charges	imposed	by	custodians,	brokers,	third	party
investment	and	other	third	parties	such	as	fees	charged	by	managers,	custodial	fees,
deferred	sales	charges,	odd-lot	differentials,	transfer	taxes,	wire	transfer	and
electronic	fund	fees,	and	other	fees	and	taxes	on	brokerage	accounts	and	securities
transactions.	Mutual	funds	and	Exchange	Traded	Funds	(ETF)	also	charge	internal
management	fees,	which	are	disclosed	in	a	fund’s	prospectus.
Such	charges,	fees	and	commissions	are	exclusive	of	and	in	addition	to	Uniwealth
Advisors,	Inc.’s	fee,	and	Uniwealth	Advisors,	Inc.	shall	not	receive	any	portion	of
these	commissions,	fees,	and	costs.

Item	12	further	describes	the	factors	that	Uniwealth	Advisors,	Inc.	considers	in
selecting	or	recommending	broker-dealers	for	client	transactions	and	determining
the	reasonableness	of	their	compensation	(e.g.,	commissions).

Item	7	–	Types	of	Clients

Uniwealth	Advisors,	Inc.	may	provide	portfolio	management	services	to	individuals,
high	net	worth	individuals,	corporate	pension	and	profit-sharing	plans,	charitable
institutions,	foundations,	endowments,	municipalities,	trust	programs,	and	other
U.S.	and	international	institutions.