|
⚲
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| UP Capital Management Inc
✚
| |
|---|---|
| CRD # | 164692 |
| SEC # | 801-79503 |
| CIK # | |
| AUM | $177.3 MM (2024-06-17) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 916-520-6420 |
| Address | 5700 Fm 1863 Bulverde, TX 78163 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 98 | 35.9 |
| (b) Individuals (high net worth individuals) | 53 | 71.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 16 | 61.2 |
| (h) Charitable organizations | 0 | 6.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 2.2 |
| (n) Other | 0 | 0.0 |
| Total | 320 | 177.3 |
| By Discretionary | ||
| Discretionary | 310 | 116.2 |
| Non-Discretionary | 10 | 61.2 |
| Total | 320 | 177.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 177.3 | |
| Total | 320 | 177.3 |
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|---|---|---|
|
AssuredPartners Investment Advisors LLC
✚
|
FL | 0.2 |
|
Innova Wealth Partners LLC
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|
PA | 0.2 |
|
Total Wealth Planning and Management Inc
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FL | 0.2 |
|
Primesolutions Advisors LLC
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PA | 0.2 |
|
Horizon Financial Services LLC
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|
NC | 0.2 |
|
Adaptation Financial Advisors Inc
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OK | 0.2 |
|
Primoris Wealth Advisors LLC
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|
FL | 0.2 |
|
Carolina Financial Advisors Inc
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|
NC | 0.2 |
|
Plotkin Financial Advisors LLC
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|
MD | 0.2 |
|
Parker Financial LLC
✚
|
WA | 0.2 |