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| UP Capital Management Inc
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|
|---|---|
| CRD # | 164692 |
| SEC # | 801-79503 |
| CIK # | |
| AUM | $189.0 MM (2023-01-19) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 916-520-6420 |
| Address | 341 Lincoln Street Roseville, CA 95661 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 62 | 6.9 |
| (b) Individuals (high net worth individuals) | 149 | 182.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 329 | 189.0 |
| By Discretionary | ||
| Discretionary | 314 | 105.4 |
| Non-Discretionary | 15 | 83.6 |
| Total | 329 | 189.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 189.0 | |
| Total | 329 | 189.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Pandowealth LLC
✚
|
GA | 0.2 |
|
Cottage Street Advisors LLC
✚
|
MA | 0.2 |
|
Redrock Wealth Management LLC
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|
NV | 0.2 |
|
New Century Financial Group LLC
✚
|
NJ | 0.2 |
|
Eaton-Cambridge Inc
✚
|
AZ | 0.2 |
|
Summit Capital Inc
✚
|
OH | 0.2 |
|
Sound Stewardship LLC
✚
|
KS | 0.2 |
|
Luken Investment Analytics LLC
✚
|
TN | 0.2 |
|
Symphony Financial Planning LLC
✚
|
CA | 0.2 |
|
Seros Financial LLC
✚
|
AZ | 0.2 |