|
⚲
|
| Keyboard |
| Vanweelden Wealth Management LLC
✚
|
|
|---|---|
| CRD # | 290308 |
| SEC # | 801-131024 |
| CIK # | 0001740451 |
| AUM | 136.5 M (2026-03-18) |
| Employees | 6 (33% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 513-942-8961 |
| Address | 8905 Cincinnati Dayton Rd West Chester Township, OH 45069 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (2/2/2026) [Brochure] |
|---|
Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or
more agreements with the Advisor.
A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
agreement. Wealth management fees are based on the market value of assets under management at the end of
the prior calendar quarter. Wealth management fees range up to 1.00% annually based on several factors,
including the complexity of the services to be provided, the level of assets to be managed, and the overall
relationship with the Advisor. Relationships with multiple objectives, specific reporting requirements, portfolio
restrictions, and other complexities may be charged a higher fee.
The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to
the end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take
into consideration the aggregate assets under management with Advisor. All securities held in accounts managed
by VanWeelden Wealth will be independently valued by the Custodian. The Advisor will conduct periodic reviews
of the Custodian’s valuation to ensure accurate billing.
For assets deposited into or withdrawn from the Client’s account[s], the Advisor’s fee will be adjusted in the next
billing period to reflect the fee difference. The Advisor may negotiate a fee that differs from the schedule above for
certain account[s] or holdings.
The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C. below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.
VanWeelden Wealth Management, LLC
8905 Cincinnati Dayton Rd, West Chester Township, OH 45069
Phone: (513) 942-8961 | Fax: (513) 942-8962
www.vanweeldengroup.com
Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or
more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation
from an Independent Manager. The Advisor will only earn its wealth management fee as described above.
Independent Managers typically do not offer any fee discounts but may have a breakpoint schedule which will
reduce the fee with an increased level of assets placed under management with an Independent Manager. The
terms of such fee arrangements are included in the Independent Manager’s disclosure brochure and applicable
contract[s] with the Independent Manager. The total blended fee, including the Advisor’s fee and the
Independent Manager’s fee, will not exceed 2.5% annually
Financial Planning Services
VanWeelden Wealth offers standalone financial planning services either on an hourly or fixed fee basis. Hourly
fees range up to $300 per hour. Fixed fees range up to $25,000 per engagement. Fees may be negotiable based
on the nature and complexity of the services to be provided and the overall relationship with the Advisor. The
Advisor may reduce its fees for financial planning services if VanWeelden Wealth is engaged separately for
investment management services. An estimate for total hours and/or total costs will be provided to the Client prior
to engaging in these services.
B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s]
at the Custodian. The Advisor or its delegate shall send an invoice to the Custodian indicating the amount of the
fees to be deducted from the Client’s account[s] at the beginning of the respective quarter-end date. The amount
due is calculated by applying the quarterly rate (annual rate divided by the number of days in the year multiplied by
the number of days in the quarter) to the total assets under management with VanWeelden Wealth at the end of
the prior quarter. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting the
deduction of the wealth management fee. It is the responsibility of the Client to verify the accuracy of these fees as
listed on the Custodian’s brokerage statement as the Custodian does not assume this responsibility. Clients
provide written authorization permitting advisory fees to be deducted by VanWeelden Wealth directly from their
account[s] held by the Custodian as part of the investment advisory agreement and separate account forms
provided by the Custodian.
Use of Independent Managers
For Clients referred by the Advisor to an Independent Manager, the Client’s overall fee may include
VanWeelden’s wealth management fee (as noted above) plus investment management fees and/or platform fees
charged by the Independent Manager[s], as applicable. In certain instances, the Independent Manager or the
Advisor will assume the responsibility for calculating the Client’s fees and deducting all fees from the Client’s
respective account[s].
Financial Planning Services
Financial planning fees may be invoiced up to fifty percent (50%) of the expected total fee upon execution of the
financial planning agreement. The balance shall be invoiced and due upon completion of the agreed-upon
deliverable[s].
C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties other than VanWeelden Wealth in connection
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (2/2/2026) [Brochure] |
|---|
Item 7 – Types of Clients VanWeelden Wealth offers investment advisory services to individuals, high net worth individuals, trusts, and estates. The amount of each type of Client is available on the Advisor's Form ADV Part 1A. These amounts may change over time and are updated at least annually by the Advisor. VanWeelden Wealth generally does not impose a minimum size for establishing a relationship. However, Independent Managers typically impose minimums for their strategies. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Sprott Physical Gold Trust | 1.9 | ||
| Procter & Gamble Co | 1.4 | ||
| Sprott Physical Silver Trust | 0.7 | ||
| Microsoft Corp | 0.6 | ||
| Apple Inc | 0.4 | ||
| Coca Cola Co | 0.3 | ||
| American Realty Capital Global Daily Net Asset Value Trust Inc | 0.3 | ||
| McDonalds Corp | 0.2 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 127 | 55.7 |
| (b) Individuals (high net worth individuals) | 76 | 80.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 581 | 136.5 |
| By Discretionary | ||
| Discretionary | 581 | 136.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 581 | 136.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 136.5 | |
| Total | 581 | 136.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001740451] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
ORBA Wealth Advisors LLC
✚
|
IL | 136.9 M |
|
PVA Financial LLC
✚
|
136.9 M | |
|
Coordinated Capital Securities Inc
✚
|
WI | 136.8 M |
|
Norton Capital Management Inc
✚
|
VA | 136.6 M |
|
Bridgelight Capital LLC
✚
|
AZ | 136.4 M |
|
MFT Wealth Management Inc
✚
|
136.3 M | |
|
Waypoint Strategic Advisors LLC
✚
|
SC | 136.3 M |
|
Strategic Portfolio Solutions LLC
✚
|
TX | 136.2 M |
|
Fithian LLC
✚
|
NY | 136.2 M |
|
Capitol Family Office Inc
✚
|
OR | 136.1 M |