Ventum Advisors Corp

Item 5 – Fees and Compensation

In addition to the information provided in Item 4 – Advisory Business, this section provides additional
details regarding our firm’s services along with descriptions of each service’s fees and compensation
arrangements. It should be noted that lower fees for comparable service may be available from other
sources. The exact fees and other terms will be outlined in the agreement between you and Ventum
Advisors.

Asset Management Services

Fees charged for our asset management services are charged based on a percentage of assets under
management, billed in arrears (at the end of the billing period) on a monthly basis and calculated based
on the fair market value of the account on the last day of the current billing period. Fees are prorated
(based on the number of days service is provided during the initial billing period) for your account opened
at any time other than the beginning of the billing period. If asset management services are commenced
in the middle of the billing period, then the prorated fee for that billing period will be billed in arrears at the
end of that billing period.

The asset management services continue until terminated by either party (i.e., Ventum Advisors or you)
by giving thirty (30) days written notice to the other party. When fees are billed in arrears, Ventum
Advisors will prorate the final fee payment based on the number of days services are provided during the
final period. The amount of client assets on the termination date will be used to determine the final fee
payment.

Fees charged for our asset management services are negotiable based on the investment adviser
representative providing the services, the type of client, the complexity of the client's situation, the
composition of the client's account (i.e., equities versus mutual funds), the potential for additional account
deposits, the relationship of the client with the investment adviser representative, and the total amount of
assets under management for the client.

 For our asset management services, client will be charged the following annual fee based upon the
amount of assets under management:

Ventum Advisors has a minimum portfolio size of $50,000.

                                              Page 7                    Form ADV Part 2A: Firm Brochure

Ventum Advisors believes that its annual fee is reasonable in relation to: (1) services provided and
(2) the fees charged by other investment advisers offering similar services/programs. However, our
annual investment advisory fee may be higher than that charged by other investment advisers offering
similar services/programs. In addition to our compensation, you may also incur charges imposed at the
mutual fund level (e.g., advisory fees and other fund expenses).

Currently, Ventum Advisors utilizes the services of the Royal Bank of Canada Clearing & Custody
(“RBC”) to calculate client’s advisory fees. The investment advisory fees will be deducted from your
account and paid directly to our firm by RBC, the qualified custodian(s) of your account. You will authorize
RBC to calculate and deduct fees from your account and pay such fees directly to our firm.

You should review your account statements received from RBC and verify that appropriate investment
advisory fees are being deducted.

Brokerage commissions and/or transaction ticket fees charged by the qualified custodian are billed
directly to you by the qualified custodian.

Our recommended broker/dealer-custodian platform, Royal Bank of Canada Clearing & Custody (RBC),
imposes a transaction fee schedule that ranges from $15 to $20/per transaction depending on the
security-type with one exception being international securities which are charged $50/per transaction. All
other equity (i.e., stock) trades are currently $15. As of December 1, 2019, Ventum Advisors has decided
to pay $35 of the $50 transaction fee for international trades so that clients pay $15 regardless of an
equity or international security. Our decision to absorb part of the transaction fee charged for
international trades is based on the fact that we recommend, and in some cases require, the use of RBC.
We believe the transaction fee for international securities is high compared to non-international securities
and we do not want clients to avoid international securities our Advisors think are appropriate for their
portfolio because of the higher transaction cost. Please see Item 12 for more information about our
relationship with RBC.

Ventum Advisors does not receive any portion of such commissions or fees from you or the qualified
custodian. In addition, you will incur certain charges imposed by third parties other than Ventum Advisors
in connection with investments made through your account including, but not limited to, mutual fund sales
loads, 12(b)-1 fees and surrender charges, variable annuity fees and surrender charges, IRA and
qualified retirement plan fees, and charges imposed by the qualified custodian(s) of your account.
Management fees charged by Ventum Advisors are separate and distinct from the fees and expenses
charged by investment company securities that may be recommended to you. A description of these fees
and expenses are available in each investment company security’s prospectus.

Financial Planning Services

Ventum Advisors only provides financial planning services to clients who are currently receiving asset
management services from Ventum Advisors for an asset management fee. If Client is currently
receiving asset management services from Ventum Advisors for an asset management fee, each
investment adviser representative can offer at its discretion financial planning services and Ventum
Advisors waives any fees for the financial planning services.

Although Ventum Advisors is not charging a financial planning fee, there are fees and expenses charged
by mutual funds to their shareholders if Client invests in mutual funds due in part to the financial planning
...

Item 7 – Types of Clients

Ventum Advisors generally provides investment advice to the following types of clients:

    •   Individuals
    •   High net worth individuals
    •   Corporations or business entities other than those listed above

You are required to execute a written agreement with Ventum Advisors specifying the particular advisory
services in order to establish a client arrangement with Ventum Advisors.

Minimum Investment Amounts Required

There are no minimum investment amounts or conditions required for establishing an account managed
by Ventum Advisors. However, there is a minimum portfolio size of $50,000 for services. All clients are
required to execute an agreement for services in order to establish a client arrangement with Ventum
Advisors and/or the third-party money manager or the sponsor of third-party money manager platforms.

                                            Page 9                   Form ADV Part 2A: Firm Brochure