Veris Wealth Partners LLC

5. FEES & COMPENSATION

INVESTMENT MANAGEMENT FEES

For our investment management services, we charge an annual investment management fee of up to one percent
(1.0%) per annum based on a tiered fee schedule. Our investment management fees are charged quarterly in
advance and are prorated based upon the fair market value of the assets under management on the last day of the
previous quarter. Our fee is exclusive of, and in addition to, the fees and expenses charged to clients by broker-
dealers, custodians, trust companies, and banks (“Financial Institutions”), as well as by third-party managers,
private funds, and asset management platforms.

 Standard Veris Advisory Fee Schedule
 A minimum of $5000 is applied across all accounts

             From                              To                        Advisor Fee
                        $0.00                 $2,000,000.00                 1.00%
               $2,000,000.01                  $5,000,000.00                 0.75%
               $5,000,000.01                $10,000,000.00                  0.65%
              $10,000,000.01                $25,000,000.00                  0.55%
              $25,000,000.01                $50,000,000.00                  0.45%
              $50,000,000.01                $75,000,000.00                  0.35%
              $75,000,000.01               $100,000,000.00                  0.25%
            $100,000,000.01                           and up         0.20% but negotiable

Some legacy clients are on a different fee schedule, which may result in fees that are different than those disclosed
above.

We discount 5% from our investment management fees for non-profit organizations.

 Standard Advisory Fee Schedule with 5% Nonprofit discount
 A minimum of $5000 is applied across all accounts
             From                              To                        Advisor Fee
                        $0.00                 $2,000,000.00                0.9500%
               $2,000,000.01                  $5,000,000.00                0.7125%
               $5,000,000.01                $10,000,000.00                 0.6175%
              $10,000,000.01                $25,000,000.00                 0.5225%
              $25,000,000.01                $50,000,000.00                 0.4275%
              $50,000,000.01                $75,000,000.00                 0.3325%

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              $75,000,000.01                $100,000,000.00                  0.2375%
             $100,000,000.01                           and up         0.19% but negotiable

We will, as appropriate, negotiate a lesser investment management fee based upon certain criteria, such as
anticipated future additional assets, related accounts, family members’ accounts, significant assets, account
composition, and pro bono activities. Investment managers may have minimum-fee or portfolio-size requirements
that differ from the above.

We may recommend additional performance reporting for client assets not held on the Platform, including assets
not directly managed by Veris, for which separate fees will be charged by Veris.

FINANCIAL PLANNING & CONSULTING FEES

Veris charges a fixed fee and/or hourly fee for our stand-alone financial planning and consulting services. Veris’
fees for financial planning and consulting services are negotiable. However, fixed fees for financial planning
services generally range from $2,500–$10,000, and fixed fees for consulting services generally range from $5,000 –
$250,000. Hourly fees for financial planning and consulting services generally range from $250 – $1000 per hour,
depending upon the level and scope of the services and the professional rendering the financial planning and/or
consulting services. If a client engages Veris for investment management services, we may offset all or a portion of
the fees for those services based upon the amount paid for the financial planning and/or consulting services.

We often require one-half of the financial planning or consulting fee (estimated hourly or fixed) to be paid upon the
execution of a written engagement letter. The balance is due upon delivery of the financial plan or completion of the
agreed-upon services. Either party may terminate the agreement by written notice to the other. In the event a client
terminates our financial planning and/or consulting services, the balance of the client’s unearned fees (if any) will be
refunded to the client.

Financial planning and consulting services with a finite term are generally delivered within six months of the initial
engagement. Ongoing consulting services are billed quarterly for services performed.

FEE PAYMENTS & BILLING

The Veris agreement with its clients and/or the separate agreement with our clients’ Financial Institution(s)
authorize(s) Veris to debit the client’s account for our fee and to directly remit that management fee to Veris. The
Financial Institutions that serve as the qualified custodians for Veris clients have agreed to send statements to
clients, at least quarterly, indicating all amounts disbursed from their accounts, including the amount of
investment management fees paid directly to Veris.

OTHER FEES & EXPENSES

In addition to the fees clients pay to Veris, clients will incur charges from broker-dealers, custodians, investment
managers, investment funds (including mutual funds, ETFs, and private funds), and investment management
platforms. These fees are described below.

    •    The fees paid to broker-dealers/custodians could include, but are not limited to, brokerage commissions,
         spreads, and other transaction costs; custodial fees; margin costs; reporting charges; deferred sales
         charges; odd-lot differentials; transfer taxes; wire transfer and electronic fund fees; and other fees and
...

7. TYPES OF CLIENTS

Our typical clients are high-net-worth individuals, charitable institutions, estates, foundations, endowments, family
offices and companies. As noted in Item 4 above, we also provide advisory services to VGSF.

We require a minimum portfolio value of $5 million in investable assets to open accounts. We may waive the
minimum portfolio value for various reasons, including, without limitation, if we anticipate future earning capacity,
if we anticipate the opportunity to manage additional assets, for pre-existing legacy clients, or for pro-bono
reasons.

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