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| Vivaldi Capital Management LP
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| CRD # | 160150 |
| SEC # | 801-73024 |
| CIK # | 0001682021 |
| AUM | $4.6 B (2025-03-28) |
| Employees | 69 (43% Investors, 0% Brokers) |
| Phone | 312-248-8300 |
| Address | 225 West Wacker Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.0 | ||
| Nvidia Corp | 0.0 | ||
| Bank of New York Mellon Corp | 0.0 | ||
| Applied Materials Inc /DE | 0.0 | ||
| Schwab Charles Corp | 0.0 | ||
| Amgen Inc | 0.0 | ||
| Medtronic Holdings Ltd | 0.0 | ||
| BorgWarner Inc | 0.0 | ||
| iShares Silver Trust | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | VCM Offshore Fund II LP - Private Equity | [2018-03-29] | 264.6 | 5.7 |
| HF | VCM Core Alternative Fund LLC - Class Ed006 | [2016-02-08] | 617.9 | 0.1 |
| HF | VCM Core Alternative Fund LLC - Class Ls012 | [2016-02-08] | 617.9 | 1.8 |
| PE | VCM Core Opportunities Fund LLC - Class Pe002 | [2016-02-08] | 264.6 | 5.1 |
| HF | VCM Core Alternative Fund LLC - Class Arb001 | [2015-04-30] | 617.9 | 0.6 |
| HF | VCM Core Alternative Fund LLC - Class Arb002 | [2015-04-30] | 617.9 | 6.3 |
| HF | VCM Core Alternative Fund LLC - Class Arb003 | [2015-04-30] | 617.9 | 3.0 |
| HF | VCM Core Alternative Fund LLC - Class Cr001 | [2015-04-30] | 617.9 | 0.4 |
| HF | VCM Core Alternative Fund LLC - Class Cr002 | [2015-04-30] | 617.9 | 7.2 |
| HF | VCM Core Alternative Fund LLC - Class Cr003 | [2015-04-30] | 617.9 | 4.2 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,021 | 0.7 |
| (b) Individuals (high net worth individuals) | 1,214 | 3.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 34 | 0.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8,413 | 4.6 |
| By Discretionary | ||
| Discretionary | 4,901 | 2.0 |
| Non-Discretionary | 3,512 | 2.7 |
| Total | 8,413 | 4.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.6 | |
| Total | 8,413 | 4.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Michael Peck | 34 | |||
| Chad Eisenberg | 29 | |||
| David Sternberg | 12 | |||
| Vivaldi Capital Management LLC | 4 | |||
| Jeff Obrien | 4 | |||
| Randal Golden | 4 | |||
| Ross Bramwell | 3 | |||
| VCM GP LLC | 3 | |||
| Vivaldi Capital Management LP | 1 | |||
| Fabian Waldner | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001682021] | |
| SC 13D | [0001682021] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Vivaldi Capital Management LLC | Angel Oak Mortgage Inc | [2021-06-24] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Avidian Wealth Enterprises LLC
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|
TX | 4.0 |
|
Three Bell Capital LLC
✚
|
TX | 3.8 |
|
First Long Island Investors LLC
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NY | 1.7 |
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freeGulliver LLC
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LA | 0.8 |
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Adams Wealth Management LLC
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UT | 0.7 |
|
Alliance Advisory & Securities LLC
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CA | 0.6 |
|
Goldman Sachs Hedge Fund Strategies LLC
✚
|
NY | 0.0 |
|
William Harris Investors Inc
✚
|
IL | 0.0 |
|
Gilder Office for Growth LLC
✚
|
NC | 0.0 |
|
Springcreek Corp
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|
CA | 0.0 |