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| Vivaldi Capital Management LP
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| CRD # | 160150 |
| SEC # | 801-73024 |
| CIK # | 0001682021 |
| AUM | 5,641.1 M (2026-04-17) |
| Employees | 68 (40% Investors, 0% Brokers) |
| Phone | 312-248-8300 |
| Address | 225 West Wacker Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.0 | ||
| Applied Materials Inc /DE | 0.0 | ||
| Nvidia Corp | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| BorgWarner Inc | 0.0 | ||
| iShares Silver Trust | 0.0 | ||
| Amgen Inc | 0.0 | ||
| Schwab Charles Corp | 0.0 | ||
| Medtronic Holdings Ltd | 0.0 | ||
| iShares Comex Gold Trust | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | VCM Offshore Fund II LP - Private Equity | [2018-03-29] | 264.6 M | 5.7 M |
| Filed 2024-11-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | VCM Core Alternative Fund LLC - Class ED006 | [2016-02-08] | 651.0 M | 0.1 M |
| Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose | ||||
| HF | VCM Core Alternative Fund LLC - Class LS012 | [2016-02-08] | 651.0 M | 1.8 M |
| Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose | ||||
| PE | VCM Core Opportunities Fund LLC - Class PE002 | [2016-02-08] | 264.6 M | 5.1 M |
| Filed 2024-11-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | VCM Core Alternative Fund LLC - Class ARB001 | [2015-04-30] | 651.0 M | 0.6 M |
| Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose | ||||
| HF | VCM Core Alternative Fund LLC - Class ARB002 | [2015-04-30] | 651.0 M | 6.3 M |
| Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose | ||||
| HF | VCM Core Alternative Fund LLC - Class ARB003 | [2015-04-30] | 651.0 M | 3.0 M |
| Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose | ||||
| HF | VCM Core Alternative Fund LLC - Class CR001 | [2015-04-30] | 651.0 M | 0.4 M |
| Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose | ||||
| HF | VCM Core Alternative Fund LLC - Class CR002 | [2015-04-30] | 651.0 M | 7.2 M |
| Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose | ||||
| HF | VCM Core Alternative Fund LLC - Class CR003 | [2015-04-30] | 651.0 M | 4.2 M |
| Filed 2025-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $145,342 · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,121 | 0.8 |
| (b) Individuals (high net worth individuals) | 1,304 | 4.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 34 | 0.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.2 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 9,855 | 5.6 |
| By Discretionary | ||
| Discretionary | 6,060 | 2.4 |
| Non-Discretionary | 3,795 | 3.2 |
| Total | 9,855 | 5.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.6 | |
| Total | 9,855 | 5.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Chad Eisenberg | Executive Officer | 39 | 3 | |
| David Sternberg | Executive Officer | 12 | 3 | |
| Jeff O'Brien | Executive Officer | 4 | 3 | |
| Vivaldi Capital Management LLC | Promoter | 4 | 3 | |
| Randal Golden | Promoter | 4 | 3 | |
| Ross Bramwell | Executive Officer | 3 | 2 | |
| Vcm GP LLC | Executive Officer | 3 | 2 | |
| Fabian Waldner | Executive Officer | 1 | 1 | |
| Vivaldi Capital Management LP | Promoter | 1 | 1 | |
| Chris Meacham | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001682021] | |
| SC 13D | [0001682021] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Vivaldi Capital Management LLC | Angel Oak Mortgage Inc | [2021-06-24] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 254900F9UWKBJ6S4OQ22 |
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