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| Vivaldi Capital Management LP
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|---|---|
| CRD # | 160150 |
| SEC # | 801-73024 |
| CIK # | 0001682021 |
| AUM | $3.3 BB (2023-03-30) |
| Employees | 53 (43% Investors, 0% Brokers) |
| Phone | 312-248-8300 |
| Address | 225 West Wacker Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AOMR | 0.3 | 0.0 | |
| AAPL | 2,382.8 | 0.0 | |
| IAU | 0.0 | ||
| GLPI | 11.6 | 0.0 | |
| TSLA | 723.4 | 0.0 | |
| MSFT | 1,918.2 | 0.0 | |
| SPTS | 0.0 | ||
| GLD | 0.0 | ||
| BGB | 0.5 | 0.0 | |
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | VCM Offshore Fund II LP - Private Equity | [2018-03-29] | 264.6 | 5.7 |
| HF | VCM Core Alternative Fund LLC - Class Ed006 | [2016-02-08] | 533.9 | 0.1 |
| HF | VCM Core Alternative Fund LLC - Class Ls012 | [2016-02-08] | 533.9 | 1.8 |
| PE | VCM Core Opportunities Fund LLC - Class Pe002 | [2016-02-08] | 264.6 | 5.1 |
| HF | VCM Core Alternative Fund LLC - Class Arb001 | [2015-04-30] | 533.9 | 0.6 |
| HF | VCM Core Alternative Fund LLC - Class Arb002 | [2015-04-30] | 533.9 | 6.3 |
| HF | VCM Core Alternative Fund LLC - Class Arb003 | [2015-04-30] | 533.9 | 3.0 |
| HF | VCM Core Alternative Fund LLC - Class Cr001 | [2015-04-30] | 533.9 | 0.4 |
| HF | VCM Core Alternative Fund LLC - Class Cr002 | [2015-04-30] | 533.9 | 7.2 |
| HF | VCM Core Alternative Fund LLC - Class Cr003 | [2015-04-30] | 533.9 | 4.2 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 706 | 0.5 |
| (b) Individuals (high net worth individuals) | 645 | 2.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 37 | 0.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5,990 | 3.3 |
| By Discretionary | ||
| Discretionary | 3,650 | 1.4 |
| Non-Discretionary | 2,340 | 1.9 |
| Total | 5,990 | 3.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.3 | |
| Total | 5,990 | 3.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Michael Peck | 18 | |||
| Chad Eisenberg | 14 | |||
| David Sternberg | 11 | |||
| Vivaldi Capital Management LLC | 4 | |||
| Jeff Obrien | 4 | |||
| Randal Golden | 4 | |||
| Ross Bramwell | 3 | |||
| VCM GP LLC | 3 | |||
| Vivaldi Capital Management LP | 1 | |||
| Fabian Waldner | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001682021] | |
| SC 13D | [0001682021] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Vivaldi Capital Management LLC | Angel Oak Mortgage Inc | [2021-06-24] |
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|---|---|---|
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OH | 15.6 |
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LA | 0.5 |
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|
Adams Wealth Management LLC
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UT | 0.4 |
|
William Harris Investors Inc
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IL | 0.0 |
|
Springcreek Corp
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CA | 0.0 |
|
Gilder Office for Growth LLC
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NC | 0.0 |