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Water Asset Management LLC
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CRD # | 151508 |
SEC # | 801-70607 |
CIK # | 0001423875 |
AUM | $541.1 MM (2023-03-31) |
Employees | 16 (31% Investors, 0% Brokers) |
Phone | 212-754-5132 |
Address | 509 Madison Avenue New York, NY 10022 |
Source | [IAPD] [EDGAR] [Website] |
Total AUM ($MM) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
PE | Water Property Investor II LP | [2017-08-24] | 1.5 | 140.6 |
Other | WAM Global Water Equity LP | 2015-03-31 | 46.4 | |
Other | Wam-Paa LP | 2015-03-31 | 9.4 | |
PE | Water Property Investor LP | [2013-03-27] | 41.5 | 221.5 |
HF | TRF Master Fund Cayman LP | 2013-01-16 | 19.0 | |
HF | TRF Feeder Fund Cayman LP | [2012-03-30] | 17.9 | 7.9 |
HF | TRF LLC | [2012-03-30] | 59.0 | 11.1 |
PE | USA Water Services LLC | 2012-03-30 | 34.9 | |
PE | US Water and Land Investment LP | [2012-03-30] | 19.9 | 72.6 |
PE | Water Property Investors LLC | 2012-03-30 | 25.5 |
AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 14 | 8.0 |
(b) Individuals (high net worth individuals) | 201 | 186.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 40 | 172.0 |
(g) Pension and profit sharing plans | 4 | 15.6 |
(h) Charitable organizations | 1 | 1.3 |
(i) State or municipal government entities | 1 | 100.4 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 4 | 20.6 |
(n) Other | 14 | 37.2 |
Total | 279 | 541.1 |
By Discretionary | ||
Discretionary | 279 | 541.1 |
Non-Discretionary | 0 | 0.0 |
Total | 279 | 541.1 |
By Non-United States Persons | ||
Non-United States Persons | 28.9 | |
United States Persons | 512.2 | |
Total | 279 | 541.1 |
Form D Directors | # Filings | # Firms | 2011 - 2023 | |
---|---|---|---|---|
Patrick Dunn | 13 | |||
Kevin Lee | 36 | |||
Marc Robert | 12 | |||
Disque Deane Jr | 11 | |||
Matthew Diserio | 10 | |||
Samuel Macmaster | 7 | |||
Juilien Lillian Chou | 6 | |||
Joseph Kirincich | 2 | |||
Water Investment Advisors Cayman Ltd | 1 | |||
Water Investment Advisors LLC | 1 | |||
View All |
EDGAR Form | CIK | 2011 - 2023 |
---|---|---|
13F-HR | [0001423875] | |
3 | [0001423875] | |
4 | [0001423875] | |
SC 13D | [0001423875] | |
SC 13G | [0001423875] |
Form 13D/13G Filer | Form 13D/13G Subject | Filed |
---|---|---|
Water Asset Management LLC | Cadiz Inc | [2019-07-15] |
Water Asset Management LLC | Cadiz Inc | [2018-03-26] |
Water Asset Management LLC | Layne Christensen Co | [2015-04-28] |
Water Asset Management LLC | Northwest PIPE Co | [2015-02-13] |
Form 3/4/5 Subject | 2011 - 2023 |
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Cadiz Inc | |
Water Asset Management LLC |
Comparable Firms | State | AUM ($BB) |
---|---|---|
JW Asset Management LLC
✚
|
NY | 0.6 |
Lion Point Capital LP
✚
|
NY | 0.6 |
Sciens Diversified Managers LLC
✚
|
NY | 0.6 |
Oak Harbor Capital LLC
✚
|
WA | 0.6 |
Sycale Advisors NY LLC
✚
|
NY | 0.6 |
Sovereign's Capital Management LLC
✚
|
NC | 0.6 |
Endowment Advisers LP
✚
|
TX | 0.5 |
CRCM LP
✚
|
CA | 0.5 |
Angeleno Group LLC
✚
|
CA | 0.5 |
Bay Point Advisors LLC
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|
GA | 0.5 |