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| Water Asset Management LLC
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| CRD # | 151508 |
| SEC # | 801-70607 |
| CIK # | 0001423875 |
| AUM | 780.9 M (2026-05-04) |
| Employees | 16 (31% Investors, 0% Brokers) |
| Phone | 212-754-5132 |
| Address | 400 Madison Ave New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Cadiz Inc | 7.7 | ||
| Global Water Resources Inc | 4.8 | ||
| SJW Corp | 3.6 | ||
| Artesian Resources Corp | 2.3 | ||
| Masco Corp /DE/ | 2.2 | ||
| American Water Works Company Inc | 2.1 | ||
| Mueller Water Products Inc | 1.9 | ||
| Select Energy Services Inc | 1.6 | ||
| Smith A O Corp | 1.5 | ||
| Proshares Trust II | 1.1 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | WPI III Highline Farm CA LLC | [2026-03-31] | 23.9 M | 17.9 M |
| Filed 2026-03-27 (D) · Exemption 3(c)(1), 3(c)(7), 506(b), 3(c) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | WPI III-HWP Farm AZ LLC | [2026-03-31] | 3.8 M | 1.8 M |
| Filed 2026-03-27 (D) · Exemption 3(c)(1), 3(c)(7), 506(b), 3(c) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | WPI Emporia III CoInvestment Fund LP | [2025-03-28] | 52.2 M | 83.2 M |
| Filed 2024-07-23 (D) · Exemption 3(c)(1), 506(b), 3(c) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | WPI Emporia CoInvestment Fund LP | 2024-03-29 | 104.4 M | |
| PE | Water Property Investor III LP | [2024-01-24] | 23.6 M | 25.7 M |
| Filed 2026-03-27 (D/A) · Exemption 3(c)(1), 3(c)(7), 506(b), 3(c) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Water Property Investor II LP | [2017-08-24] | 1.5 M | 169.0 M |
| Offered $3,000,900 · Filed 2014-11-24 (D) · Exemption 506(b) · Minimum $1,050 · Remaining $1,500,450 · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | WAM Global Water Equity LP | 2015-03-31 | 36.4 M | |
| Other | Wam-Paa LP | 2015-03-31 | 9.4 M | |
| PE | Water Property Investor LP | [2013-03-27] | 41.5 M | 220.3 M |
| Offered $250,000,000 · Filed 2014-06-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining $208,535,930 · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | TRF Master Fund Cayman LP | 2013-01-16 | 14.6 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 19 | 4.4 |
| (b) Individuals (high net worth individuals) | 289 | 256.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 66 | 238.1 |
| (g) Pension and profit sharing plans | 4 | 15.0 |
| (h) Charitable organizations | 1 | 1.3 |
| (i) State or municipal government entities | 4 | 195.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 24.3 |
| (n) Other | 17 | 46.0 |
| Total | 405 | 780.9 |
| By Discretionary | ||
| Discretionary | 405 | 780.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 405 | 780.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 56.5 | |
| United States Persons | 724.4 | |
| Total | 405 | 780.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Patrick Dunn | Executive Officer | 14 | 4 | |
| Kevin Lee | Executive Officer | 42 | 3 | |
| Marc Robert | Executive Officer | 17 | 2 | |
| Disque Deane Jr | Executive Officer | 15 | 2 | |
| Matthew Diserio | Executive Officer | 14 | 2 | |
| Samuel Macmaster | Executive Officer | 7 | 2 | |
| Jui-Lien Lillian Chou | Director | 6 | 2 | |
| Water and Soil Development LLC | Executive Officer | 3 | 1 | |
| Joseph Kirincich | Executive Officer | 2 | 1 | |
| Wpi Emporia III CoInvestment Fund GP LLC | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001423875] | |
| 3 | [0001423875] | |
| 4 | [0001423875] | |
| SC 13D | [0001423875] | |
| SC 13G | [0001423875] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Water Asset Management LLC | Cadiz Inc | [2019-07-15] |
| Water Asset Management LLC | Cadiz Inc | [2018-03-26] |
| Water Asset Management LLC | Layne Christensen Co | [2015-04-28] |
| Water Asset Management LLC | Northwest Pipe Co | [2015-02-13] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300FP878CIFOBIX67 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Cadiz Inc | |
| Water Asset Management LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Cadiz Inc CDZI
"Common Stock, par value $0.01 (""Common Stock"")"
|
2019-07-11 | Sell | 800,000 | $11.00 | 8,800,000 |
|
Cadiz Inc CDZI
Convertible Promissory Note · derivative
|
2019-04-22 | Conversion | 1,964,643 | $0.00 | |
|
Cadiz Inc CDZI
"Common Stock, par value $0.01 (""Common Stock"")"
|
2019-04-22 | Conversion | 291,057 | $6.75 | 1,964,635 |
|
Cadiz Inc CDZI
"Common Stock, par value $0.01 (""Common Stock"")"
|
2018-12-10 | Buy | 111,000 | $9.88 | 1,096,680 |
|
Cadiz Inc CDZI
Common Stock
|
2018-12-10 | Sell | 111,000 | $9.84 | 1,092,240 |
|
Cadiz Inc CDZI
Common Stock
|
2018-05-25 | Sell | 531,918 | $12.46 | 6,627,698 |
|
Cadiz Inc CDZI
"Common Stock, par value $0.01 (""Common Stock"")"
|
2018-05-25 | Buy | 531,918 | $12.47 | 6,633,017 |
|
Cadiz Inc CDZI
Common Stock
|
2017-10-03 | Other | 8,541 | $12.50 | 106,762 |
|
Cadiz Inc CDZI
Common Stock
|
2017-03-03 | Other | 961 | $14.58 | 14,011 |
|
Cadiz Inc CDZI
Common Stock
|
2016-12-30 | Buy | 20,000 | $12.36 | 247,200 |
|
Cadiz Inc CDZI
Common Stock
|
2016-12-29 | Buy | 15,000 | $12.66 | 189,900 |
|
Cadiz Inc CDZI
Common Stock
|
2016-12-28 | Buy | 12,200 | $12.32 | 150,304 |
|
Cadiz Inc CDZI
Common Stock
|
2016-12-27 | Buy | 20,000 | $12.03 | 240,600 |
|
Cadiz Inc CDZI
Common Stock
|
2016-12-27 | Buy | 40,000 | $11.86 | 474,400 |
|
Cadiz Inc CDZI
Common Stock
|
2016-12-22 | Buy | 25,421 | $11.57 | 294,121 |
|
Cadiz Inc CDZI
Common Stock
|
2016-12-21 | Buy | 77,193 | $11.42 | 881,544 |
|
Cadiz Inc CDZI
Common Stock
|
2016-12-20 | Buy | 17,200 | $11.01 | 189,372 |
|
Cadiz Inc CDZI
Common Stock
|
2016-12-19 | Buy | 56,600 | $10.91 | 617,506 |
|
Cadiz Inc CDZI
Common Stock
|
2016-11-30 | Other | 1,495 | ||
|
Cadiz Inc CDZI
Warrants to purchase Common Stock · derivative
|
2016-11-29 | Other | 11,561 | ||
| showing 20 of 42 most recent transactions | |||||
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