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| Waterfall Asset Management LLC
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| CRD # | 137746 |
| SEC # | 801-65087 |
| CIK # | 0001570717 |
| AUM | 22.0 B (2026-03-30) |
| Employees | 133 (41% Investors, 0% Brokers) |
| Phone | 212-257-4600 |
| Address | 1251 Avenue of The Americas New York, NY 10020 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001570717 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Camden Property Trust | 12.9 | ||
| Avalonbay Communities Inc | 12.3 | ||
| Apple REIT Nine Inc | 10.8 | ||
| New Residential Investment Corp | 9.7 | ||
| Millrose Properties Inc | 9.1 | ||
| Colony NorthStar Credit Real Estate Inc | 8.2 | ||
| ZAIS Financial Corp | 6.3 | ||
| Park Hotels & Resorts Inc | 6.1 | ||
| American Assets Trust Inc | 5.1 | ||
| Inland American Real Estate Trust Inc | 5.0 | ||
| Vornado Realty Trust | 4.4 | ||
| Diamondrock Hospitality Co | 3.9 | ||
| Dynex Capital Inc | 3.8 | ||
| American Realty Capital Global Daily Net Asset Value Trust Inc | 3.7 | ||
| Empire State Realty Trust Inc | 3.7 | ||
| KKR Real Estate Finance Trust Inc | 3.1 | ||
| Lineage Inc | 2.7 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Waterfall Affordable Housing Credit Fund I LP | [2025-08-25] | 107.7 M | |
| HF | Waterfall Private Asset-Backed Credit Master Fund I ERISA LP | [2025-03-31] | 124.7 M | |
| HF | Waterfall Private Asset-Backed Credit Master Fund I LP | [2025-03-31] | 7.2 M | |
| HF | Waterfall Augusta Fund LP | 2024-11-05 | 98.8 M | |
| HF | Waterfall Big Falls Opportunity Fund I LP - Series B | [2024-11-05] | 103.1 M | |
| HF | Waterfall LaSalle Fund LLC - Series B | [2024-11-05] | 35.4 M | |
| HF | Waterfall LaSalle Fund LLC - Series A | [2024-05-10] | 79.9 M | |
| HF | Lake Cascade Fund LP | 2024-03-28 | 1.9 B | |
| HF | LMAP 904 Limited | 2024-03-28 | 55.4 M | |
| HF | Waterfall Silver Spring Fund LP | [2024-03-28] | 200.0 M | 119.9 M |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 8.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 50 | 12.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 11 | 1.6 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 68 | 22.0 |
| By Discretionary | ||
| Discretionary | 68 | 22.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 68 | 22.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 6.4 | |
| United States Persons | 15.6 | |
| Total | 68 | 22.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Sean Flynn | 165 | 41 | ||
| Patrick Harrigan | 135 | 40 | ||
| Alan Tooker | 131 | 17 | ||
| Damian Juric | 53 | 13 | ||
| Ramona Bowry | 31 | 10 | ||
| Philip Sivin | 11 | 5 | ||
| Bobby Liu | 19 | 4 | ||
| Jack Ross | 44 | 2 | ||
| Waterfall Asset Management LLC | 42 | 2 | ||
| Kenneth Nick | 35 | 2 | ||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001570717] | |
| 3 | [0001570717] | |
| 4 | [0001570717] | |
| SC 13D | [0001570717] | |
| SC 13G | [0001570717] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Waterfall Asset Management LLC | Sutherland Asset Management Corp | [2016-11-10] |
| Waterfall Asset Management LLC | FlexShopper Inc | [2015-03-16] |
| Waterfall Asset Management LLC | Jacksonville Bancorp Inc /FL/ | [2013-02-28] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.1B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 549300RACQV01C68DB49 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Waterfall Asset Management, LLC | |
| Ready Capital Corp | |
| FlexShopper, Inc. |
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