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| Waterton Investment Adviser LLC
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|---|---|
| CRD # | 285602 |
| SEC # | 801-109009 |
| CIK # | |
| AUM | $4.3 B (2026-06-03) |
| Employees | 226 (31% Investors, 0% Brokers) |
| Phone | 312-948-4500 |
| Address | 222 S Riverside Plaza Chicago, IL 60606 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| RE | WRPV XV Credit Co-Invest LP | [2026-03-29] | 0.0 | 45.1 |
| RE | Waterton Residential Property Venture XV LP | 2024-03-27 | 1,359.1 | |
| RE | Waterton Residential Property Venture XV Non-US LP | 2024-03-27 | 442.0 | |
| RE | WRPV XIV Shoreham-Tides Co-Invest LP | [2023-03-29] | 0.0 | 91.5 |
| RE | Waterton Residential Property Venture XIII Edge Co-Invest LP | [2022-03-31] | 0.0 | 90.2 |
| RE | Waterton Residential Property Venture XIII LP | [2022-03-31] | 234.4 | 599.2 |
| RE | Waterton Residential Property Venture XIII Parallel Fund LP | 2022-03-31 | 214.4 | |
| RE | Waterton Residential Property Venture XII LP | [2022-03-31] | 385.0 | 72.1 |
| RE | Waterton Residential Property Venture Xi LP | [2022-03-31] | 437.0 | 2.5 |
| RE | Waterton Residential Property Venture Xi PF-1 LP | [2022-03-31] | 63.0 | 0.4 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 17 | 4.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 17 | 4.3 |
| By Discretionary | ||
| Discretionary | 17 | 4.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 17 | 4.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.3 | |
| Total | 17 | 4.3 |
| Limited Partners | 2011 - 2026 |
|---|---|
| Orange County Employee Retirement System | |
| Teachers' Retirement System of the City of New York |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Schwartz | 91 | 5 | ||
| Michelle Wells | 16 | 3 | ||
| Marc Swerdlow | 16 | 3 | ||
| Erick Harris | 8 | 3 | ||
| Philip Lukowski | 19 | 2 | ||
| Rick Hurd | 16 | 2 | ||
| Erin Ankin | 15 | 2 | ||
| Lisa Newton | 10 | 2 | ||
| Peter Vilim | 8 | 2 | ||
| Douglas Denyer | 7 | 2 | ||
| View All | ||||
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
JV Management LLC
✚
|
NY | 5.0 |
|
Star Asia Management LLC
✚
|
NJ | 4.8 |
|
Arbor Realty Collateral Management LLC
✚
|
NY | 4.6 |
|
Banner Oak Capital Partners LP
✚
|
TX | 4.5 |
|
Acres Capital LLC
✚
|
NY | 4.4 |
|
Seniors Housing Fund Manager LLC
✚
|
OH | 3.8 |
|
Sentinel Fund Advisors Inc
✚
|
NY | 3.8 |
|
Avanath Capital Management LLC
✚
|
CA | 3.7 |
|
Transwestern Investment Management LLC
✚
|
TX | 3.7 |
|
S3 Capital Advisors LLC
✚
|
NY | 3.6 |