Wealthplan Partners LLC

Item 5. Fees and Compensation
We offer our services on a fee basis, which may include hourly and/or fixed fees, as well as fees based
upon assets under management. Additionally, some of our Advisory representatives, in their individual
capacities, may offer securities brokerage services and insurance products under a commission
arrangement. The firm reserves the right, in its sole discretion, to negotiate, reduce or waive the advisory
fee for certain client accounts and for any period of time as determined by the firm.

Financial Planning and Consulting Services Fees

We may charge a fixed fee and/or hourly fee for financial planning services. These fees are negotiable,
depending upon the level and scope of the services and the professional rendering the financial planning
service. Flat fees generally range up to $5,000 and the hourly fee ranges between $100 and $300.The fee
to be paid by the client will be outlined in the signed service agreement.

Prior to engaging us to provide financial planning and/or consulting services, the client and firm are required
to enter into a written agreement setting forth the terms and conditions of the engagement, including the
amount of the fee. The balance is generally due upon delivery of the financial plan or completion of the
agreed upon services.

The agreement for financial planning services is an ongoing relationship and may be terminated by either
party upon written notice to the other party. Upon termination, any prepaid, unearned fees will be returned
to the client, based upon the time and effort completed prior to termination of the agreement. Any fees
owed to the firm upon termination will be billed to the client at that time. No refunds will be made after
delivery of the services. We will not charge fees in excess of $1200 in advance for services that cannot be
rendered within 6 months. The client will receive full disclosure and details of all arrangements in the
agreement.

Investment Management Fee for Individual Investors

We provide investment management services for an annual fee based upon a percentage of the market
value of the assets being managed. Our annual fee is exclusive of, and in addition to brokerage
commissions, transaction fees, and other related costs and expenses which are incurred by the client. We
do not, however, receive any portion of these commissions, fees, and costs. The exact billing terms will be
determined on a case-by-case basis and shall be described in the executed advisory agreement. The
annual fee is negotiable and varies (between 0.01% and 2.00%) depending upon the market value of the
assets under management and the type of investment management services to be rendered. Adjustments
will be made for deposits and withdrawals during the month or quarter. Our firm bills on cash and cash and
cash equivalents unless otherwise agreed to in writing. The client will receive full disclosure and details of
all arrangements in the agreement.

In certain cases, Client accounts utilizing third party managers will be charged a fee that is in addition to
the fee published for our services. In other instances, this fee will be offset by our firm’s advisory fee. In the
event the third-party manager fees are in addition to our firm’s fees; this will be described in separate
disclosure documents provided by the chosen manager.

Fees For Held Away Accounts

In certain instances, our firm will manage client’s held away accounts through the Pontera platform. The
fee associated with this platform is 0.25% of the assets under management, however, it is important to note
that this fee will be paid by our firm and as such will not result in the client paying higher fees than if the
assets were custodied with our recommended custodian(s).

Institutional Intelligent Portfolios®

Clients will be charged an ongoing annual fee applied quarterly in advance based on the value of the assets
in the client’s account on the last day of the month prior to the current billing cycle. Our fee for Institutional
Intelligent Portfolios® as a percentage of assets under management is negotiable and varies (between 0.01

and 2.00%). Fees to be assessed will be outlined in the advisory agreement to be signed by the client. Our
firm bills on cash balances unless otherwise agreed in writing. Our fees vary and are negotiable. The
amount clients pay will depend, for example, on the complexity of each client situation, the services clients
receive and the amount of assets in the client’s account. Our firm’s fees will be automatically deducted from
client’s advisory account. Our firm will assess fees on a pro-rata basis (based on the number of days) for
accounts that transfer intra-quarter, in other circumstances, we will waive our fee, and start billing on the
next cycle. Adjustments will be made for deposits and withdrawals during the month or quarter. Our firm
bills on cash and cash and cash equivalents unless otherwise agreed to in writing. In rare cases, we will
agree to send clients invoices rather than automatically deduct our fees from a client’s advisory account.
As part of this process, clients understand the following:

    a) The client’s independent custodian sends statements at least quarterly showing the market
       values for each security included in the Assets and all account disbursements, including the
       amount of the advisory fees paid to our firm;
    b) Clients will provide authorization permitting our firm to be directly paid by these terms. Our firm
       will send an invoice directly to the custodian; and
    c) If our firm sends a copy of our invoice to the client, a legend urging the comparison of information
       provided in our statement with those from the qualified custodian will be included.

Investment Management Fee for Institutional Investors

We also provide investment management services to institutional investors, primarily foundations, non-
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Item 7. Types of Clients
The types of clients we provide our services to include; individuals, high net worth individuals, pension and
profit-sharing plans, trusts, estates and charitable organizations.

Minimum account requirements

Generally our firm does not have a minimum requirement for our services, however, for the Institutional
Intelligent Portfolios®, clients eligible to enroll in the Program include individuals, IRAs, and revocable living
trusts. Clients that are organizations (such as corporations and partnerships) or government entities, and
clients that are subject to the Employee Retirement Income Security Act of 1974, are not eligible for the
Program. The minimum investment required to open an account in the Program is $5,000. The Program
Disclosure Brochure describes related minimum required account balances for maintenance of the account,
automatic rebalancing, and tax-loss harvesting.