Wealthunite Advisors LLC

Item 5: Fees and Compensation

A. Fee Schedule

Investment Advisory Service Fees

WealthUnite’s annual investment advisory fee is based on a percentage of the total market value
of assets under management in conformity with the following fee schedule:

                Total Assets Under Management                  Annual Fee
                         Under $2,500,000                         1.00%

                      $2,500,000-$5,000,000                       0.75%

                      $5,000,000-$7,500,000                       0.50%

                         Over $7,500,000                        Negotiable

If a client and members of that client’s household have more than one account under management
with WealthUnite, the advisory fee will be aggregated to incorporate all accounts with the goal of
minimizing the advisory fee under the applicable fee schedule. The annual investment advisory
fee is payable according to the schedule identified in the “Advisory Fee Deduction Schedule”
section below. Except with respect to QROPS and SIPP accounts, WealthUnite uses the third-
party custodian’s value of the account as of the last business day of the billing quarter, after
accounting for deposits and withdrawals, for purposes of determining the market value of the
assets upon which the advisory fee is based. For QROPS and SIPP accounts, the advisory fee
is based upon the most recent available account value(s) at the time of signing an advisory
agreement with WealthUnite, and then on the following 31 December and each year thereafter.
Therefore, while advisory fees may be adjusted based upon other quarterly account value

fluctuation, advisory fees will not be adjusted to reflect QROPS or SIPP account value(s) except
on December 31st each year. WealthUnite will notify clients before the first billing quarter each
year if their investment advisory fee will change based upon the 31 December QROPS or SIPP
account value(s). The applicable fee schedule is incorporated into the written agreement between
the client and WealthUnite setting forth the terms and conditions of the engagement.

WealthUnite charges two fees for a transfer of UK pension assets to a SIPP. WealthUnite charges
a flat transfer fee of 1.5% (up to a maximum of £15,000, whichever is lower) based on the total
amount of assets in Great British Pounds (GBP) transferred to the SIPP from the clients’ U.K.
pensions. These fees are directly debited from the client’s account in GBP upon transfer of the
pensions to the SIPP trustees and paid from the SIPP trustee to WealthUnite based on the amount
transferred before the funds are sent to the Custodian. For defined benefit transfers over £30,000
to a SIPP, the U.K. government requires an independent third-party U.K. FCA registered advice
report to be provided. The report generally costs £1,900 to £10,000 (subject to change at any
time) per pension being advised on. WealthUnite advances the cost of this report, and the client
reimburses WealthUnite for the full cost of this report if the client decides to transfer their
pension(s) to a SIPP. The reimbursement is deducted directly from the total transfer value of the
U.K. pensions and is paid at the time of transfer. If the client decides not to transfer, WealthUnite
does not charge the client for this report. These fees will be fully disclosed in WealthUnite’s SIPP
recommendation report and Investment Advisory Agreement.

General Fee Disclosures

WealthUnite’s advisory fees are exclusive of, and in addition to, brokerage commissions,
transaction fees, and other related costs and expenses that are incurred by clients. The value of
assets considered for advisory fee calculations are valued by third parties unaffiliated with
WealthUnite.

Additions to client accounts may be in cash or securities, provided however, that WealthUnite
reserves the right to decline to accept particular securities into clients’ accounts. Clients may
withdraw account assets on notice to WealthUnite, subject to the usual and customary securities
settlement procedures. WealthUnite, however, designs its portfolios as long-term investments
and the withdrawal of assets may impair the achievement of clients’ investment objectives.
WealthUnite may consult with clients about the options and ramifications of transferring securities.
However, clients are advised that when transferred securities are liquidated, they are subject to
transaction fees, fees assessed at the mutual fund level (i.e., contingent deferred sales charge),
and/or tax ramifications.

Unless WealthUnite expressly agrees otherwise in writing, account assets consisting of cash and
cash equivalent positions are included in the value of an account’s assets for purposes of
calculating WealthUnite’s advisory fee. A client can advise WealthUnite not to maintain (or to limit
the amount of) cash or cash equivalent positions in their account.

WealthUnite’s fees may be negotiable at its sole discretion, depending upon objective and
subjective factors including but not limited to: the amount of assets to be managed; portfolio
composition; the scope and complexity of the engagement; the anticipated number of meetings
and servicing needs; related accounts; future earning capacity; anticipated future additional
assets; the professionals rendering the services; prior relationships with WealthUnite and its
representatives, and negotiations with the client. Certain legacy clients may have accepted
different pre-existing service offerings from WealthUnite and may therefore receive services under
different fee schedules than as set forth above. As a result, similarly situated clients could pay
different fees, the services to be provided by WealthUnite to any particular client could be

available from other advisers at lower fees, and certain clients may have fees different than those
specifically set forth above.

B. Advisory Fee Deduction Schedule
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Item 7: Types of Clients
WealthUnite generally provides advisory services to individuals and high net worth individuals.
There is no account minimum for any of WealthUnite’s services.