Weigel Fiduciary Asset Management

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services
provided by the Advisor. Each Client engaging the Advisor for services described herein shall be
required to enter into an agreement with the Advisor. WeigelFAM also may offer these services
on a pro bono basis depending on the client and their circumstances. This is at the sole
discretion of WeigelFAM.

A. Fees for Advisory Services

Financial Planning
Financial planning services are charged in arrears. through a fixed fee or hourly arrangement as
agreed upon between the client and WeigelFAM. There will never be an instance where $1,200
or more in fees is charged six or more months in advance. Hourly fees are generally charged
when the scope of services cannot be determined or if the services are limited to one meeting.
Fixed fees are generally quoted to the client for longer term consulting projects. Fees are
negotiable and vary depending upon the complexity of the client situation and services to be
provided. Hourly fees range from $200 – $500 per hour, depending on what is negotiated
between WeigelFAM and the client. Similar financial planning services may be available
elsewhere for a lower cost to the client. Fixed fees for longer-term Estate Planning projects
range from $2,000 to $10,000 per project. An estimate for total hours and charges is
determined at the start of the advisory relationship.

Typically, clients will be invoiced monthly for all time spent by WeigelFAM as agreed upon by
client or upon completion of the services. Clients who wish to terminate the planning process
prior to completion may do so with written notice. The client may obtain a refund of a pre-paid
fee if the advisory contract is terminated before the end of the billing period by contacting
CCO/PEO at (646) 872-0632. Upon receipt of written notification, any earned fee will

immediately become due and payable, and any prepaid and unearned fees will be immediately
refunded. A client may terminate an advisory agreement without being assessed any fees or
expenses within five (5) days of its signing.

Wealth Management Services
Investment advisory fees are paid monthly, in advance of each month, pursuant to the terms of
the investment advisory agreement. Investment advisory fees are based on the market value of
cash and securities in each Client’s collective household accounts under management at the
end of the prior month. Investment advisory fees are based on the following schedule:

               Assets Under Management ($)         Annual Rate (%)
                Up to $500,000                         1.45%
                $500,001 to $749,999                   1.35%
                $750,000 to $999,999                   1.20%
                $1,000,000 to $1,499,999               1.10%
               $1,500,000 to $2,499,999                1.00%
               $2,500,000 to $4,999,999                0.95%
               $5,000,000 to $9,999,999                0.90%
               $10,000,000 to $24,999,999              0.80%
               $25,000,000 and above                Negotiable

Fee structure can be negotiated and implemented on a case-by-case basis at the discretion of
the advisor and dependent upon a range of factors including the depth of relationship required,
whether certain Sleeves of Strategy are excluded and/or whether a client’s needs are more
institutional in nature.

The investment advisory fee is payable monthly, in advance, based on the market value of
portfolio assets under management in the Client account at the end of the preceding month.
New Clients that join the firm mid-month will not be charged a fee for that initial partial month.
Fees will be adjusted on a prorated basis for deposits or withdrawals in excess of $50,000
during the month. Investment advisory fees will be deducted from the Client account by the
Custodian.

The Investment Advisory Agreement may be terminated, at any time, by either party, by written
notice to the other party. In addition, the Client may terminate within five (5) business days of
signing this Agreement at no cost to the Client. After the five-day period, the Client will incur
charges for bona fide advisory services rendered to the point of termination and such fees will
be due and payable by the Client. Any un-earned, prepaid fees will be promptly refunded by the
Advisor.

The Advisor’s fee is exclusive of, and in addition to any applicable custodian charged securities
transaction and custody fees, and other related costs and expenses described in Item 5.C
below, which may be incurred by the Client. However, the Advisor shall not receive any portion
of these commissions, fees, and costs.

Retirement Plan Advisory Services – (Group Plans)
Retirement plan advisory fees are paid monthly, in advance of each month, pursuant to the
terms of the retirement plan advisory agreement. Retirement plan advisory fees are based on
the market value of cash and securities in each Client’s collective household accounts under
management at the end of the prior calendar month. Fees may be negotiable depending on the
size and complexity of the Plan. Group Retirement plan advisory fees are based on the following
schedule:

              Assets Under Management ($) Annual Rate (%)
               $1,000,000 to $5,000,000       0.45%
               $5,000,001 to $15,000,000      0.43%
               $15,000,001 to $30,000,000     0.40%
               $30,000,001 and above        Negotiable

B. Fee Billing
Wealth Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the
Client’s account[s] at the Custodian. The Advisor shall send an invoice to the Custodian
indicating the amount of the fees to be deducted from the Client’s account[s] at the beginning of
the respective month. The amount due is calculated by applying the monthly rate (annual rate
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Item 7 – Types of Clients

WeigelFAM offers investment advisory services to individuals, high net worth individuals, trusts,
estates, businesses, and retirement plans. WeigelFAM generally requires a minimum
relationship size of $500,000. This may be waived at the sole discretion of the Advisor.