Weiss Financial Group LLC

Item 5: Fees and Compensation

A. Fee Schedule

Investment Supervisory Services Fees

                Total Assets Under Management                   Annual Fee

                          $1 - $999,999                           1.50%

                     $1,000,000 - $1,499,999                      1.25%

                     $1,500,000 - $2,999,999                      1.00%

                     $3,000,000 and Above                         0.85%

These fees are negotiable depending upon the needs of the client and complexity of the
situation, and the final fee schedule is attached as Exhibit II of the Investment Advisory
Contract. Fees are paid monthly in arrears, and clients may terminate their contracts with
written notice. Because fees are charged in arrears, no refund policy is necessary. Clients may
terminate their accounts without penalty within 5 business days of signing the advisory
contract. Advisory fees are withdrawn directly from the client’s accounts with client written
authorization. If a client uses WFG for financial planning, then the client may receive a discount
on the investment service fees. WFG periodically moves client accounts into large cash positions
and its practice is to continue charging its management fee during this period, which may
impact the client’s performance return.

Investment Programs for Company Retirement Plans Only

One-time Investment Selection Assistance starts at $1,500. This fee is based on account type and
value and is non-negotiable.

One-time Investment Implementation Help is $250 per session. This is for the use of after
investment selection and is non-negotiable.

One-time Portfolio Rebalancing starts at $1,500. This is for the use of after investment selection
and based on account type and value.

Financial Planning Fees

Fixed Fees

Retirement Plan service start at $3,000 and includes 2-3 meetings for plan development, secure
client website access, email summaries with action plans along with a printed and electronic
PDF of final plan. Discounted 50% if also continuous Investment Supervisory Service.

Continuous Planning Service start at $500 and include plan implantation assistance, plan
monitoring, annual review, client website access, check ins and email support. This service is
only available to clients who completed the retirement plan above.

Annual Plan Review starts at $3,000 if review is within 18 months of initial plan delivery or
previous review. $4,000 if review is ore than 18 months after initial plan delivery or previous
review.

Selection of Other Advisers Fees

Betterment

        Total Assets Under Management       WFG’s Fee     Betterment’s Fee    Total Fee
                 $1 - $999,999               1.25%             0.20%            1.5%
             $1,000,000 - $1,499,999         1.00%             0.20%            1.25%
             $1,500,000 - $2,999,999         0.75%             0.20%            1.00%
             $3,000,000 and Above            0.60%             0.20%            0.85%

PIMCO

        Total Assets Under Management       WFG’s Fee       PIMCO’s Fee       Total Fee
               $1,000,000 and up             0.25%             0.15%            0.40%

WFG’s fees are negotiable depending upon the needs of the client and complexity of the
situation, and the final fee schedule is attached as Exhibit II of the Investment Advisory
Contract. Fees are paid quarterly in arrears, and clients may terminate their contracts with
written notice. Because fees are charged in arrears, no refund policy is necessary. Clients may
terminate their accounts without penalty within 5 business days of signing the advisory
contract. Advisory fees are withdrawn directly from the client’s accounts with client written
authorization. If a client uses WFG for financial planning they may receive a discount on the
investment service fees.

Managed Account Fees for Laddered bond Portfolio Strategy. These fees are negotiable
depending upon the needs of the client and complexity of the situation. Fees are paid monthly

in arrears to WFG based on the monthly average daily account balance calculated at the close of
the market on the last day of the month. Fees are paid quarterly in arrears to PIMCO based on
the quarterly average daily account balance calculated at the close of the market on the last day
of the quarter. The data is provided by the custodian (Charles Schwab) and the fee calculations
are made by Portfolio Services (an affiliated company of Charles Schwab). Clients may
terminate their contracts with thirty days’ written notice. Because fees are charged in arrears, no
refund policy is necessary. Clients may terminate their accounts without penalty within 5
business days of signing the advisory contract. Advisory fees are withdrawn directly from the
client’s accounts with client written authorization.

Pension Consulting Services Fees

The rates for 401k, Simple IRA& Simple 401k plans are described in the fee schedule below:

                 Total Assets Under Management                 Annual Fee

                          $1 - $299,999                          $3,000

                      $300,000 - $2,999,999                      $5,000

                     $3,000,000 and Above                         $7000

The rates for Defined Benefit Plans are described below:

                 Total Assets Under Management                 Annual Fee

                          $1 - $299,999                          $3,000

                       $300,000 - $999,999                        1.00%

                     $1,000,000 - $2,999,999                      0.85%

                     $3,000,000 and Above                         0.70%

These fees are negotiable and the final fees will be attached to the pension consulting contract.

B. Payment of Fees

Payment of Investment Supervisory Fees

Unless requested otherwise advisory fees are withdrawn directly from the client’s accounts
...

Item 7: Types of Clients

WFG generally provides investment advice and/or management supervisory services to the
following types of clients:

     ❖ Individuals
     ❖ High-Net-Worth Individuals
     ❖ Pension and Profit Sharing Plans

Minimum Account Size

There is no account minimum, however our services are best suited for clients with $250k or
more in invest-able assets.