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| Westerly Capital Management LLC
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|---|---|
| CRD # | 140089 |
| SEC # | 801-126291 |
| CIK # | 0001546172 |
| AUM | $204.6 MM (2023-03-29) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 415-547-9000 |
| Address | 201 Mission Street, Suite 580 San Francisco, CA 94105 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| CIK | Period |
|---|---|
| 0001546172 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Guidewire Software Inc | 6,240.1 | 9.0 | |
| ANGI Homeservices Inc | 2,320.8 | 8.7 | |
| Asana Inc | 3,609.2 | 8.5 | |
| Blackbaud Inc | 3,079.7 | 8.0 | |
| Harte Hanks Inc | 6.7 | ||
| Comscore Inc | 184.1 | 5.9 | |
| Cognyte Software Ltd | 309.1 | 5.8 | |
| RingCentral Inc | 5,382.6 | 5.1 | |
| Genius Sports Ltd | 538.7 | 5.0 | |
| IAC Holdings Inc | 7,099.1 | 4.6 | |
| Vimeo Holdings Inc | 1,109.2 | 4.5 | |
| Alphabet Inc | 1,482,566.4 | 4.2 | |
| Intevac Inc | 121.0 | 4.0 | |
| Intel Corp | 154,482.4 | 3.8 | |
| Faro Technologies Inc | 561.0 | 3.2 | |
| Mueller Water Products Inc | 1,826.2 | 2.9 | |
| Khosla Ventures Acquisition Co II | 1,279.1 | 2.8 | |
| Matrix Service Co | 148.4 | 2.8 | |
| Northwest PIPE Co | 312.6 | 2.7 | |
| Marvell Technology Inc | 38,517.5 | 2.6 | |
| Gitlab Inc | 7,625.8 | 2.6 | |
| Zuora Inc | 1,201.6 | 2.5 | |
| ASML Holding NV | 197,439.9 | 2.4 | |
| Everbridge Inc | 1,233.7 | 2.1 | |
| Workday Inc | 36,639.5 | 2.1 | |
| Hudson Technologies Inc /NY | 365.6 | 1.7 | |
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| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Westerly Partners QP LP | [2015-02-17] | 67.4 | 100.3 |
| HF | Westerly Partners LP | 2012-04-02 | 104.3 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 204.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 204.6 |
| By Discretionary | ||
| Discretionary | 2 | 204.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 204.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 204.6 | |
| Total | 2 | 204.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Christopher Galvin | 39 | ||
| James Tarantino | 4 | ||
| Westerly Capital Management LLC | 2 | ||
| Westerly Holdings LLC | 2 | ||
| Anders Kamperin | 2 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001546172] | |
| SC 13G | [0001546172] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
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0.2 | |
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Terra Partners Asset Management Limited
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0.2 | |
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Andurand Capital Management LLP
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3B Capital Management LP
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TX | 0.2 |
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Springhouse Capital Management LP
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CT | 0.2 |
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Voce Capital Management LLC
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Brizo Capital LP
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NY | 0.2 |
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SMP Asset Management LLC
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Change Global Investment LLC
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URSA Fund Management LLC
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