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| Westerly Capital Management LLC
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|---|---|
| CRD # | 140089 |
| SEC # | 801-126291 |
| CIK # | 0080276388, 0001546172 |
| AUM | 488.9 M (2026-03-31) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 415-547-9000 |
| Address | 201 Mission Street, Suite 580 San Francisco, CA 94105 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0080276388 0001546172 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Marvell Technology Inc | 19.8 | ||
| Hudson Technologies Inc /NY | 18.7 | ||
| Cisco Systems Inc | 17.5 | ||
| Centurytel Inc | 15.3 | ||
| Freshworks Inc | 15.3 | ||
| Enphase Energy Inc | 15.1 | ||
| Nokia Corp | 14.5 | ||
| JDS Uniphase Corp /CA/ | 14.1 | ||
| Reinvent Technology Partners Z | 13.0 | ||
| Fluor Corp | 11.7 | ||
| Blackline Inc | 11.5 | ||
| Matrix Service Co | 11.1 | ||
| Adtran Inc | 10.1 | ||
| Cognyte Software Ltd | 10.0 | ||
| Coursera Inc | 9.9 | ||
| Asana Inc | 8.2 | ||
| Khosla Ventures Acquisition Co II | 7.7 | ||
| Arteris Inc | 7.6 | ||
| Elastic NV | 7.5 | ||
| Bloom Energy Corp | 6.8 | ||
| Ambarella Inc | 6.7 | ||
| Comscore Inc | 6.2 | ||
| Transalta Corp | 6.2 | ||
| Baidu Inc | 6.1 | ||
| Cognex Corp | 6.1 | ||
| Corning Inc /NY | 5.4 | ||
| Figma Inc | 5.3 | ||
| Orion Marine Group Inc | 4.8 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Westerly Partners QP LP | [2015-02-17] | 128.8 M | 302.5 M |
| Filed 2026-03-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Commission $3,690,755 · Net Assets Decline to Disclose | ||||
| HF | Westerly Partners LP | 2012-04-02 | 186.4 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 488.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 488.9 |
| By Discretionary | ||
| Discretionary | 3 | 488.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 488.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 488.9 | |
| Total | 3 | 488.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Christopher Galvin | Executive Officer | 47 | 4 | |
| James Tarantino | Executive Officer | 4 | 2 | |
| Westerly Capital Management LLC | Executive Officer | 2 | 2 | |
| Westerly Holdings LLC | Executive Officer | 2 | 2 | |
| Anders Kamperin | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001546172] | |
| SC 13G | [0001546172] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
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