|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Westerly Capital Management LLC
✚
|
|
|---|---|
| CRD # | 140089 |
| SEC # | 801-126291 |
| CIK # | 0080276388, 0001546172 |
| AUM | $288.0 M (2025-03-28) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 415-547-9000 |
| Address | 201 Mission Street, Suite 580 San Francisco, CA 94105 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| JDS Uniphase Corp /CA/ | 21.9 | ||
| Hudson Technologies Inc /NY | 16.2 | ||
| PROS Holdings Inc | 15.6 | ||
| Centurytel Inc | 11.2 | ||
| Matrix Service Co | 11.1 | ||
| Affirm Holdings Inc | 10.7 | ||
| Ambarella Inc | 9.4 | ||
| Reinvent Technology Partners Z | 9.1 | ||
| Ciena Corp | 8.9 | ||
| Adtran Inc | 8.7 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Westerly Partners QP LP | [2015-02-17] | 84.1 | 153.8 |
| HF | Westerly Partners LP | 2012-04-02 | 134.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 288.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 288.0 |
| By Discretionary | ||
| Discretionary | 2 | 288.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 288.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 288.0 | |
| Total | 2 | 288.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Christopher Galvin | 43 | ||
| James Tarantino | 4 | ||
| Westerly Capital Management LLC | 2 | ||
| Westerly Holdings LLC | 2 | ||
| Anders Kamperin | 2 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001546172] | |
| SC 13G | [0001546172] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Superstate Advisers LLC
✚
|
NY | 0.3 |
|
Crestwood Capital Management LP
✚
|
NY | 0.3 |
|
Spruce Street Capital LP
✚
|
NY | 0.3 |
|
The Salient Zarvona Energy Fund GP LP
✚
|
TX | 0.3 |
|
Prospect Capital Advisors LLC
✚
|
CA | 0.3 |
|
Braeswood Carbon Management LLC
✚
|
CA | 0.3 |
|
Westbeck Capital Management LLP
✚
|
0.3 | |
|
14B Capital Management LP
✚
|
0.3 | |
|
Cypress Point Investment Management LP
✚
|
CA | 0.3 |
|
Clearfield Capital Management LP
✚
|
NY | 0.3 |