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| Westerly Capital Management LLC
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|---|---|
| CRD # | 140089 |
| SEC # | 801-126291 |
| CIK # | 0001546172, 0080276388 |
| AUM | $488.9 M (2026-03-31) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 415-547-9000 |
| Address | 201 Mission Street, Suite 580 San Francisco, CA 94105 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Marvell Technology Inc | 19.8 | ||
| Hudson Technologies Inc /NY | 18.7 | ||
| Cisco Systems Inc | 17.5 | ||
| Centurytel Inc | 15.3 | ||
| Freshworks Inc | 15.3 | ||
| Enphase Energy Inc | 15.1 | ||
| Nokia Corp | 14.5 | ||
| JDS Uniphase Corp /CA/ | 14.1 | ||
| Reinvent Technology Partners Z | 13.0 | ||
| Fluor Corp | 11.7 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Westerly Partners QP LP | [2015-02-17] | 128.8 | 302.5 |
| HF | Westerly Partners LP | 2012-04-02 | 186.4 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 488.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 488.9 |
| By Discretionary | ||
| Discretionary | 3 | 488.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 488.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 488.9 | |
| Total | 3 | 488.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Christopher Galvin | 47 | 4 | ||
| James Tarantino | 4 | 2 | ||
| Westerly Capital Management LLC | 2 | 2 | ||
| Westerly Holdings LLC | 2 | 2 | ||
| Anders Kamperin | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001546172] | |
| SC 13G | [0001546172] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Corigliano Investment Advisers LLC
✚
|
NC | 0.5 |
|
Sellaronda Global Management LP
✚
|
NY | 0.5 |
|
Manteio Capital LLC
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|
NJ | 0.5 |
|
Harber Capital LLC
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|
NC | 0.5 |
|
Engle Capital Management LP
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CT | 0.5 |
|
RPD Fund Management LLC
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|
0.5 | |
|
Armor Advisors LLC
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|
NY | 0.5 |
|
The Ambrus Group LLC
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|
FL | 0.5 |
|
Mountain Pacific Advisors LLC
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|
WA | 0.5 |
|
Locus Investment Group Ltd
✚
|
0.5 |